Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NEXTREND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850378 · TX
- NFSTX, LLCActive Broker-Dealers · SEC file No. 00869512 · NY
- NGC FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00867699 · NY
- NH INVESTMENT & SECURITIES AMERICA, INC.Active Broker-Dealers · SEC file No. 00845081 · NY
- NHN NEXUS PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871368 · CA
- NI ADVISORSActive Broker-Dealers · SEC file No. 00866841 · CA
- NINTH ETERNITY SECURITIES LLCActive Broker-Dealers · SEC file No. 00870514 · NY
- NOBLE CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00832706 · FL
- NOBLES & RICHARDS, INC.Active Broker-Dealers · SEC file No. 00867859 · TX
- NOLAN SECURITIES CORP.Active Broker-Dealers · SEC file No. 00843354 · MA
- NOMAD INVESTMENT SERVICESActive Broker-Dealers · SEC file No. 00871067 · FL
- NOMURA GLOBAL FINANCIAL PRODUCTS INC.Active Broker-Dealers · SEC file No. 00869208 · NY
- NOMURA SECURITIES INTERNATIONAL, INC.Active Broker-Dealers · SEC file No. 00815255 · NY
- NORDEA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870077 · NY
- NORTH CAPITAL AGENCY BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871176 · UT
- NORTH CAPITAL PRIVATE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868648 · UT
- NORTH INLET ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868624 · NC
- NORTH INVESTMENTS COMPANY LLCActive Broker-Dealers · SEC file No. 00871203 · TX
- NORTH POINT MERGERS AND ACQUISITIONS, INC.Active Broker-Dealers · SEC file No. 00866709 · CA
- NORTH SOUTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867979 · IL
- NORTHBORNE SECURITIES PARTNERS LLCActive Broker-Dealers · SEC file No. 00870781 · MN
- NORTHBOUND SECURITIES LLCActive Broker-Dealers · SEC file No. 00870710 · FL
- NORTHCOAST RESEARCH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868115 · OH
- NORTHERN CAPITAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00849130 · MA
- NORTHERN EDGE CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00868386 · NY
- NORTHERN FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00851242 · ME
- NORTHERN LIGHTS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00865857 · NE
- NORTHERN TRUST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823689 · IL
- NORTHLAND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848994 · MN
- NORTHVIEW ADVISORS LLCActive Broker-Dealers · SEC file No. 00871005 · TX
- NORTHWEST FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00867698 · VA
- NORTHWEST INVESTMENT ADVISORS, INC.Active Broker-Dealers · SEC file No. 00865282 · WA
- NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00814088 · WI
- NORTLOV SECURITIES LLCActive Broker-Dealers · SEC file No. 00870862 · GA
- NOVA CAPITAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00869575 · FL
- NOVELLUS SERVICES, LLCActive Broker-Dealers · SEC file No. 00871370 · NJ
- NPM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869312 · NY
- NUORION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870770 · FL
- NUVAMA FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00869508 · NY
- NUVEEN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00813464 · IL
- NVSTR FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869642 · NY
- NW CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00835363 · NJ
- NYLIFE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00846655 · NJ
- NYLIFE SECURITIES LLCActive Broker-Dealers · SEC file No. 00815517 · NY
- NYPPEX, LLCActive Broker-Dealers · SEC file No. 00851849 · MI