SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 205 matching (names starting with M)Source: SEC Company Information About Active Broker-Dealers
- MOMENT MARKETS, LLCActive Broker-Dealers · SEC file No. 00871045 · NY
- MOMENTUM INDEPENDENT NETWORK INC.Active Broker-Dealers · SEC file No. 00835475 · TX
- MOMENTUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870499 · NY
- MONARCH CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00851911 · NY
- MONDEUM CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870542 · NY
- MONERE INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852982 · IL
- MONEX SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844874 · TX
- MONEY CONCEPTS CAPITAL CORPActive Broker-Dealers · SEC file No. 00829671 · FL
- MONEY.NET SECURITIES LLCActive Broker-Dealers · SEC file No. 00870836 · FL
- MONNESS CRESPI HARDT & CO., INC.Active Broker-Dealers · SEC file No. 00821380 · NY
- MONROE FINANCIAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00814045 · IL
- MONTEC SECURITIES LLCActive Broker-Dealers · SEC file No. 00870553 · NY
- MONTICELLO FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870371 · TX
- MONTMINY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868893 · CA
- MONTROSE SECURITIES INTERNATIONALActive Broker-Dealers · SEC file No. 00846821 · CA
- MONUMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00847248 · MA
- MOODY CAPITAL SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00832928 · GA
- MOODY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868069 · TX
- MOOMOO FINANCIAL INC.Active Broker-Dealers · SEC file No. 00869739 · NJ
- MOONFARE SECURITIES USA LLCActive Broker-Dealers · SEC file No. 00871091 · NY
- MOORGATE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868393 · CA
- MOORS & CABOT, INC.Active Broker-Dealers · SEC file No. 00823060 · MA
- MORA CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868910 · FL
- MORETON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866620 · UT
- MORGAN PARTNERS LLCActive Broker-Dealers · SEC file No. 00869082 · MA
- MORGAN STANLEY & CO. LLCActive Broker-Dealers · SEC file No. 00815869 · MD
- MORGAN STANLEY CAPITAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870819 · MD
- MORGAN STANLEY DISTRIBUTION, INC.Active Broker-Dealers · SEC file No. 00844766 · MD
- MORGAN STANLEY SMITH BARNEY LLCActive Broker-Dealers · SEC file No. 00868191 · MD
- MORGAN WILSHIRE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850831 · NY
- MORRIS GROUP, INC.Active Broker-Dealers · SEC file No. 00828916 · IN
- MOSAIC ATS, LLCActive Broker-Dealers · SEC file No. 00871355 · NY
- MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITEDActive Broker-Dealers · SEC file No. 00869093 · NJ
- MOUNTAINSIDE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870157 · NJ
- MPA BD SERVICES LLCActive Broker-Dealers · SEC file No. 00870617 · NY
- MSA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868267 · CA
- MSC - BD, LLCActive Broker-Dealers · SEC file No. 00867511 · OR
- MSEC, LLCActive Broker-Dealers · SEC file No. 00868627 · KS
- MTG, LLCActive Broker-Dealers · SEC file No. 00851906 · NY
- MTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852515 · NY
- MUFG SECURITIES AMERICAS INC.Active Broker-Dealers · SEC file No. 00843026 · NY
- MUFSON HOWE HUNTER & PARTNERS LLCActive Broker-Dealers · SEC file No. 00866587 · PA
- MULTI-BANK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00839547 · MI
- MUNDIAL FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00868154 · NY
- MUNICIPAL CAPITAL MARKETS GROUP, INC.Active Broker-Dealers · SEC file No. 00853038 · TX
- MURIEL SIEBERT & CO., LLCActive Broker-Dealers · SEC file No. 00814900 · FL
- MURRAY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867488 · TX
- MUTUAL FUNDS ASSOCIATES INC.Active Broker-Dealers · SEC file No. 00813026 · NY
- MUTUAL OF AMERICA SECURITIES LLCActive Broker-Dealers · SEC file No. 00843278 · NY
- MUTUAL OF OMAHA INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00847290 · NE