SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 114 matching (names starting with H)Source: SEC Company Information About Active Broker-Dealers
- HEDGESERV INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00868668 · NC
- HEG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871212 · CT
- HEIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868277 · DC
- HEIM, YOUNG & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00848500 · MO
- HEITMAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00829393 · IL
- HENLEY & COMPANY LLCActive Broker-Dealers · SEC file No. 00866463 · NY
- HENNEPIN PARTNERS LLCActive Broker-Dealers · SEC file No. 00868498 · MN
- HENNION & WALSH, INC.Active Broker-Dealers · SEC file No. 00841988 · NJ
- HERBERT J. SIMS & CO, INC.Active Broker-Dealers · SEC file No. 00803315 · CT
- HERITAGE CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850519 · FL
- HERITAGE FINANCIAL SYSTEMS, LLCActive Broker-Dealers · SEC file No. 00866670 · PA
- HERNDON PLANT OAKLEY, LTD.Active Broker-Dealers · SEC file No. 00850912 · TX
- HEROLD & LANTERN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00845285 · NY
- HEWLETT POINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870348 · FL
- HEXT CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00846198 · TX
- HGP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868080 · TX
- HIDDEN ROAD PARTNERS CIV US LLCActive Broker-Dealers · SEC file No. 00871259 · NY
- HIGGINBOTHAM SECURITIES LLCActive Broker-Dealers · SEC file No. 00871338 · TX
- HIGGINS CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00848921 · CA
- HIGH HILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871177 · GA
- HIGHTOWER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853560 · IL
- HIGHWOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00870561 · NY
- HILCO CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00869699 · IL
- HILL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871444 · CA
- HILLTOP SECURITIES INC.Active Broker-Dealers · SEC file No. 00845123 · TX
- HILLWORTH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870498 · TX
- HINES PRIVATE WEALTH SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00866096 · TX
- HMP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871088 · IL
- HODES WEILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866518 · NY
- HOLD BROTHERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868404 · NY
- HOLISTIC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00851285 · FL
- HOLLISTER ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00869538 · SC
- HOME FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00831049 · TN
- HOMESTEAD FINANCIAL SERVICES CORP.Active Broker-Dealers · SEC file No. 00842682 · VA
- HONEY BADGER INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869838 · CA
- HOOPOE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870107 · MA
- HORACE MANN INVESTORS, INC.Active Broker-Dealers · SEC file No. 00806082 · IL
- HORANG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00816608 · NY
- HORNOR, TOWNSEND & KENT, LLCActive Broker-Dealers · SEC file No. 00814715 · PA
- HOULIHAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868762 · IL
- HOULIHAN LOKEY CAPITAL, INC.Active Broker-Dealers · SEC file No. 00835643 · CA
- HOVDE GROUP, LLCActive Broker-Dealers · SEC file No. 00841597 · IL
- HOVEY CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871105 · FL
- HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLCActive Broker-Dealers · SEC file No. 00869523 · NY
- HPS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870910 · NY
- HRC FUND ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867496 · NY
- HRT EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00866143 · NY
- HRT FINANCIAL LPActive Broker-Dealers · SEC file No. 00868430 · NY
- HSBC SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00841562 · IL
- HSIP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871297 · MI