Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- GREAT PLAINS FINANCIAL SERVICES, LLPActive Broker-Dealers · SEC file No. 00849718 · ND
- GREAT POINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00853402 · IL
- GREEN PIER FINTECH LLCActive Broker-Dealers · SEC file No. 00870700 · MA
- GREEN VISTA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870101 · FL
- GREENBIRD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870469 · FL
- GREENBRIER DIVERSIFIED, INC.Active Broker-Dealers · SEC file No. 00836266 · CA
- GREENHILL & CO., LLCActive Broker-Dealers · SEC file No. 00849000 · NY
- GREENSLEDGE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868328 · NY
- GREENWICH CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870402 · CT
- GREGORY J. SCHWARTZ & CO., INC.Active Broker-Dealers · SEC file No. 00820955 · MI
- GREIF & CO.Active Broker-Dealers · SEC file No. 00844862 · CA
- GRF CAPITAL INVESTORS, INC.Active Broker-Dealers · SEC file No. 00841494 · OK
- GRIFFIN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847891 · CA
- GRIFFIN FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853711 · PA
- GRIFFIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850186 · NY
- GRIFFINEST ASIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866571 · CA
- GRODSKY ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844131 · NJ
- GROUP ONE TRADING LLCActive Broker-Dealers · SEC file No. 00847762 · IL
- GROWTH ENERGY CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00865391 · TX
- GROWTH PARTNERS, INC.Active Broker-Dealers · SEC file No. 00851124 · CA
- GROWTHPOINT TECHNOLOGY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867086 · CA
- GRV SECURITIES LLCActive Broker-Dealers · SEC file No. 00867160 · IL
- GSP SECURITIES LLCActive Broker-Dealers · SEC file No. 00867802 · NY
- GSR SECURITIES LLCActive Broker-Dealers · SEC file No. 00868722 · NY
- GT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853527 · CA
- GTN AMERICAS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00870748 · NY
- GTS EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870455 · NY
- GTS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868126 · NY
- GUGGENHEIM FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848842 · MD
- GUGGENHEIM INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00844742 · NY
- GUGGENHEIM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849107 · NY
- GUIDANCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865377 · VA
- GUIDESTONE FINANCIAL SERVICESActive Broker-Dealers · SEC file No. 00867995 · TX
- GULFSTAR GROUP I, LTD.Active Broker-Dealers · SEC file No. 00843999 · TX
- GUOTAI HAITONG SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00866566 · NY
- GUSTO BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871305 · CA
- GUZMAN & COMPANYActive Broker-Dealers · SEC file No. 00838646 · FL
- GVC CAPITAL LLCActive Broker-Dealers · SEC file No. 00848465 · CO
- GWN SECURITIES INC.Active Broker-Dealers · SEC file No. 00866185 · FL