Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- CRB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869740 · NJ
- CREATIS CAPITAL LLCActive Broker-Dealers · SEC file No. 00866533 · ME
- CREATIVEONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868494 · KS
- CREDICORP CAPITAL LLCActive Broker-Dealers · SEC file No. 00867048 · FL
- CREDIT AGRICOLE SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00813753 · NY
- CREEKSTONE CAPITAL LLCActive Broker-Dealers · SEC file No. 00871073 · TN
- CRESAP, INC.Active Broker-Dealers · SEC file No. 00842117 · PA
- CRESCENDO MARKETS LLCActive Broker-Dealers · SEC file No. 00870220 · NY
- CRESCENT SECURITIES GROUP, INC.Active Broker-Dealers · SEC file No. 00853457 · TX
- CRESTA WESTHALL LLPActive Broker-Dealers · SEC file No. 00869126
- CRESTWAVE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871269 · FL
- CREWE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868460 · UT
- CREWS & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00824075 · AR
- CRI M&A ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868689 · AL
- CRITICALPOINT PARTNERS LLCActive Broker-Dealers · SEC file No. 00870885 · CA
- CRITO CAPITAL LLCActive Broker-Dealers · SEC file No. 00869050 · CT
- CROFT & BENDER, LPActive Broker-Dealers · SEC file No. 00851520 · GA
- CROSS POINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00866989 · NY
- CROSSMARK DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00830994 · TX
- CROSSTREE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868662 · FL
- CROW HOLDINGS SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00870656 · TX
- CROWDSTREET CAPITAL LLCActive Broker-Dealers · SEC file No. 00870724 · NY
- CROWDVEST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869962 · FL
- CRUSH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870800 · CA
- CRUTCHFIELD SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00867433 · TX
- CRUX CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871382 · NY
- CS ENHANCED LENDING LLCActive Broker-Dealers · SEC file No. 00871254 · NY
- CSCA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00851671 · NY
- CTC EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871452 · IL
- CTC, LLCActive Broker-Dealers · SEC file No. 00850758 · IL
- CTL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867900 · NY
- CU INVESTMENT SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00850400 · KS
- CUATRO CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871161 · PR
- CUE CAPITAL LIMITED PARTNERSHIPActive Broker-Dealers · SEC file No. 00866599 · FL
- CULTIVATE CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870293 · FL
- CULVERT CAPITAL LLCActive Broker-Dealers · SEC file No. 00870695 · IL
- CUMBERLAND SECURITIES LLCActive Broker-Dealers · SEC file No. 00831215 · IL
- CUNA BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00830027 · IA
- CURRENT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869966 · NY
- CURTIS POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870494 · MA
- CURVATURE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869384 · NJ
- CV SECURITIES LLCActive Broker-Dealers · SEC file No. 00871038 · TX
- CVC FUNDING, LLCActive Broker-Dealers · SEC file No. 00869650 · NY
- CW SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865683 · TN
- CYPRESS PARTNERS LLCActive Broker-Dealers · SEC file No. 00866321 · NY