SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 251–300 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- COMPOSER SECURITIES LLCActive Broker-Dealers · SEC file No. 00871057 · UT
- COMSTOCK PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00847802 · CA
- CONCHO TRANSACTIONS LLCActive Broker-Dealers · SEC file No. 00871462 · TX
- CONCORDE INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868388 · MI
- CONDUENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866927 · TN
- CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00831691 · MI
- CONFIGURE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869172 · GA
- CONNAUGHT (U.S.) LLCActive Broker-Dealers · SEC file No. 00870323 · NY
- CONNELLY CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871453 · PR
- CONNERS & CO., INC.Active Broker-Dealers · SEC file No. 00808228 · OH
- CONNING INVESTMENT PRODUCTS, INC.Active Broker-Dealers · SEC file No. 00866444 · CT
- CONSELLO FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871101 · NY
- CONSENSUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867669 · MA
- CONSOLIDATED FINANCIAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00837004 · MO
- CONSOLIDATED TRADING LLCActive Broker-Dealers · SEC file No. 00853610 · IL
- CONSTELLATION P2P, LLCActive Broker-Dealers · SEC file No. 00870608 · TX
- CONTINENTAL INVESTORS SERVICES, INC.Active Broker-Dealers · SEC file No. 00844523 · WA
- COOK PINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868444 · CT
- COOPERATIVE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870890 · VA
- COORDINATED CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00831173 · WI
- COPLEY ALTERNATIVE INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00871379 · CA
- COPPER BEECH CAPITAL LLCActive Broker-Dealers · SEC file No. 00871325 · NJ
- COPPER FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00869295 · KS
- COPPER MARKETS (US), INC.Active Broker-Dealers · SEC file No. 00871420 · NY
- CORE FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00868330 · OH
- COREBRIDGE CAPITAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00828733 · NJ
- CORECAP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00847783 · MI
- CORINTHIAN PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00848461 · NY
- CORMARK SECURITIES (USA) LIMITEDActive Broker-Dealers · SEC file No. 00852049
- CORNERSTONE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00838383 · IN
- CORONADO INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00853215 · CA
- CORPORATE FINANCE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867566 · CA
- CORPORATE FUEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867189 · NY
- CORPORATE INVESTMENTS GROUP, INC.Active Broker-Dealers · SEC file No. 00848355 · IL
- CORPORATE PARTNERS & CO. LLCActive Broker-Dealers · SEC file No. 00869303 · NY
- CORRELL CO. INVESTMENT SERVICES CORP.Active Broker-Dealers · SEC file No. 00848507 · IL
- CORSAIR ADVISORS LLCActive Broker-Dealers · SEC file No. 00869103 · NY
- COUNTRY CAPITAL MANAGEMENT COMPANYActive Broker-Dealers · SEC file No. 00812645 · IL
- COURTLANDT SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00867081 · CA
- COVA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00853105 · NY
- COVENTRY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868262 · PA
- COVIEW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00847081 · NY
- COVINGTON ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00865997 · MA
- CP CLIENT SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871277 · NY
- CP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00840862 · CA
- CPS FINANCIAL & INSURANCE SERVICES, INC.Active Broker-Dealers · SEC file No. 00849337 · CA
- CPT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871246 · VA
- CR GLOBAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869197 · NY
- CRAFT CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00869455 · NY
- CRAIG-HALLUM CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00865407 · MN