SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- CLSA AMERICAS, LLCActive Broker-Dealers · SEC file No. 00869166 · NY
- CMD GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870432 · IL
- CMG SECURITIES LLCActive Broker-Dealers · SEC file No. 00869982 · CA
- CNL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00826901 · FL
- CNR SECURITIES LLCActive Broker-Dealers · SEC file No. 00836759 · NY
- COADY DIEMAR PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866123 · NY
- COBALT CAPITAL, INC.Active Broker-Dealers · SEC file No. 00866979 · FL
- COBRA TRADING, INC.Active Broker-Dealers · SEC file No. 00866548 · TX
- CODA MARKETS, INC.Active Broker-Dealers · SEC file No. 00847077 · IL
- COGENT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00871253 · VT
- COGNITIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866442 · IL
- COHARIE TRIBAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00871071 · NC
- COHEN & COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868186 · NY
- COHEN & STEERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844123 · NY
- COINBASE CAPITAL MARKETS CORPActive Broker-Dealers · SEC file No. 00828032 · NY
- COINSHARES CAPITAL LLCActive Broker-Dealers · SEC file No. 00869422 · NY
- COINZOOM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869255 · UT
- COIT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869122 · CA
- COKER & PALMER, INC.Active Broker-Dealers · SEC file No. 00844129 · MS
- COLCHESTER PARTNERS LLCActive Broker-Dealers · SEC file No. 00865464 · MA
- COLDSTREAM SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851549 · WA
- COLLAGE VENTURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870763 · FL
- COLLECTABLE SECURITIESActive Broker-Dealers · SEC file No. 00870774 · NY
- COLLIERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00821937 · MN
- COLONIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00817631 · NY
- COLONNADE ISLAND LLCActive Broker-Dealers · SEC file No. 00870961 · PR
- COLONNADE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867673 · FL
- COLORADO FINANCIAL SERVICE CORPORATIONActive Broker-Dealers · SEC file No. 00852817 · CO
- COLTON ALEXANDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870621 · PR
- COLUMBIA CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867854 · CA
- COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00825845 · MA
- COLUMBIA PRIVATE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871335 · WA
- COLUMBIA WEST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866930 · AZ
- COMCAP HOLDINGS LLCActive Broker-Dealers · SEC file No. 00869759 · TX
- COMERICA SECURITIES,INC.Active Broker-Dealers · SEC file No. 00835001 · MI
- COMHAR CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00851969 · IL
- COMMERCE BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00835096 · MO
- COMMERCE ONE FINANCIAL INC.Active Broker-Dealers · SEC file No. 00852032 · NY
- COMMERCE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00828228 · TX
- COMMERCE STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867606 · TX
- COMMERZ MARKETS LLCActive Broker-Dealers · SEC file No. 00849647 · NY
- COMMONFUND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850337 · CT
- COMMONGOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00869989 · FL
- COMMONWEALTH ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868673 · PA
- COMMONWEALTH AUSTRALIA SECURITIES LLCActive Broker-Dealers · SEC file No. 00866998 · NY
- COMMONWEALTH EQUITY SERVICES, LLCActive Broker-Dealers · SEC file No. 00824040 · MA
- COMMONWEALTH PHARMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00865456 · MA
- COMPAK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865804 · CA
- COMPASS POINT RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00865866 · DC
- COMPASS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00833438 · MA