SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- CHIRON SECURITIES LLCActive Broker-Dealers · SEC file No. 00844665 · TX
- CHRISTIAN FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00832070 · AZ
- CHURCHILL CAPITAL USA, INC.Active Broker-Dealers · SEC file No. 00867547 · NY
- CHURCHILL FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00848724 · KY
- CHURCHILL STATESIDE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868652 · IL
- CIBC WORLD MARKETS CORP.Active Broker-Dealers · SEC file No. 00818333 · NY
- CIBEST CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870822 · FL
- CIC MARKET SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00851649 · NY
- CICADA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870699 · CT
- CICC US SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867544 · NY
- CIG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866266 · MI
- CIGNA BENEFITS FINANCING, INC.Active Broker-Dealers · SEC file No. 00868563 · CT
- CILLIAN HOLDINGS, LLCActive Broker-Dealers · SEC file No. 00868572 · NY
- CIM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865351 · AK
- CIMAS LLCActive Broker-Dealers · SEC file No. 00866579 · NY
- CINCAP INVESTMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00853652 · OH
- CION SECURITIES, LLCActive Broker-Dealers · SEC file No. 00832283 · NY
- CITADEL CLEARING LLCActive Broker-Dealers · SEC file No. 00869521 · FL
- CITADEL SECURITIES INSTITUTIONAL LLCActive Broker-Dealers · SEC file No. 00869663 · FL
- CITADEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853574 · FL
- CITADEL SECURITIES SWAP DEALER LLCActive Broker-Dealers · SEC file No. 00870990 · FL
- CITCO SECURITIES INC.Active Broker-Dealers · SEC file No. 00868601
- CITI PRIVATE ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869789 · NY
- CITIC SECURITIES INTERNATIONAL USA, LLCActive Broker-Dealers · SEC file No. 00868887 · NY
- CITICORP SECURITIES SERVICES, INC.Active Broker-Dealers · SEC file No. 00832117 · NY
- CITIGROUP GLOBAL MARKETS INC.Active Broker-Dealers · SEC file No. 00808177 · NY
- CITIZENS JMP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839613 · CA
- CITIZENS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848744 · MA
- CITY CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867580 · IL
- CJS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850853 · NY
- CLARENDON INSURANCE AGENCY, INC.Active Broker-Dealers · SEC file No. 00821590 · MA
- CLARION PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869204 · NY
- CLARITY CAPITAL LIMITEDActive Broker-Dealers · SEC file No. 00870806
- CLARK FINANCIAL SERVICES GROUP INC /BDActive Broker-Dealers · SEC file No. 00848605 · MO
- CLARKSONS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845221 · NY
- CLASS VI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868068 · CO
- CLAYTON, WILLIAMS & SHERWOOD INVESTMENTSActive Broker-Dealers · SEC file No. 00840494 · CA
- CLEANBRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867348 · FL
- CLEANSOURCE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871077 · NC
- CLEAR STREET LLCActive Broker-Dealers · SEC file No. 00869972 · NY
- CLEARCREEK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869393 · CO
- CLEARINGBID MARKETS, INC.Active Broker-Dealers · SEC file No. 00869646 · NY
- CLEARLAKE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871428 · CA
- CLEARLIST LLCActive Broker-Dealers · SEC file No. 00870504 · NY
- CLEARLIST SECURITIES LLCActive Broker-Dealers · SEC file No. 00870540 · NY
- CLEARPOOL EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869313 · NY
- CLEARVIEW TRADING ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867501 · NJ
- CLEVELAND RESEARCH COMPANY LLCActive Broker-Dealers · SEC file No. 00867482 · OH
- CLICK IPO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869304 · AZ
- CLIFTONLARSONALLEN WEALTH ADVISORS, LLCActive Broker-Dealers · SEC file No. 00848239 · MN