SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- CAPITAL PORTFOLIO MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00844225 · MD
- CAPITAL RESEARCH BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00849213 · CA
- CAPITAL SYNERGY PARTNERS, INC.Active Broker-Dealers · SEC file No. 00868060 · CA
- CAPITALA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870342 · NC
- CAPITOL SECURITIES MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00830353 · VA
- CAPITOLIS GLOBAL BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00871056 · NY
- CAPITOLIS LIQUID GLOBAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871451 · NY
- CAPLIGHT MARKETS LLCActive Broker-Dealers · SEC file No. 00852440 · CA
- CAPLINK SECURITIES, INCActive Broker-Dealers · SEC file No. 00866379 · CA
- CAPSTONE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00866572 · MA
- CAPTIVEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00871257 · FL
- CAPULENT LLCActive Broker-Dealers · SEC file No. 00868699 · AZ
- CARBON REDUCTION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868918 · NY
- CARDINAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00847493 · IL
- CARILLON FUND DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00867244 · FL
- CARL M. HENNIG, INC.Active Broker-Dealers · SEC file No. 00814509 · WI
- CARL MARKS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867642 · NY
- CARLETON MCKENNA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868971 · OH
- CARNES CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00833443 · FL
- CAROFIN, LLCActive Broker-Dealers · SEC file No. 00870224 · NC
- CAROLINA FINANCIAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849653 · NC
- CARSON GROUP BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00870089 · NE
- CARTER CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00840524 · CT
- CARTER, TERRY & COMPANY, INC.Active Broker-Dealers · SEC file No. 00833797 · GA
- CARTY, HARDING & HEARN, INC.Active Broker-Dealers · SEC file No. 00819082 · TN
- CARVER EDISON CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870734 · TX
- CARY STREET PARTNERS LLCActive Broker-Dealers · SEC file No. 00866085 · VA
- CASCADE INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00846943 · CO
- CASCADE PARTNERS BD, LLCActive Broker-Dealers · SEC file No. 00868063 · MI
- CASCADIA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852064 · WA
- CASEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00821205 · CA
- CASGRAIN & COMPANY (USA) LIMITEDActive Broker-Dealers · SEC file No. 00850713
- CASH APP INVESTING LLCActive Broker-Dealers · SEC file No. 00867630 · CA
- CASSEL SALPETER & CO., LLCActive Broker-Dealers · SEC file No. 00868547 · FL
- CASTLE HILL CAPITAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00850550 · NY
- CASTLE PLACEMENT, LLCActive Broker-Dealers · SEC file No. 00869612 · NY
- CASTLEOAK SECURITIES, LPActive Broker-Dealers · SEC file No. 00865786 · NY
- CATHAY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00839247 · NY
- CAUSEWAY SECURITIES LLCActive Broker-Dealers · SEC file No. 00870789 · MN
- CAVANAL HILL DISTRIBUTORS, INC,Active Broker-Dealers · SEC file No. 00869595 · OK
- CAVU SECURITIES LLCActive Broker-Dealers · SEC file No. 00818428 · NJ
- CAYMUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00865862 · GA
- CBC SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851315 · MA
- CBIZ FINANCIAL SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00834205 · OH
- CBOE FIXED INCOME MARKETS, LLCActive Broker-Dealers · SEC file No. 00870752 · NY
- CBOE TRADING, INC.Active Broker-Dealers · SEC file No. 00867043 · KS
- CBRE CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867319 · TX
- CC CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00871443 · KS
- CC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868546 · CT
- CCA CAPITAL LLCActive Broker-Dealers · SEC file No. 00868676 · MA