Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- BOURNE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866421 · NC
- BOURSA INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00868457 · CA
- BOUSTEAD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867384 · CA
- BOWEN, INC.Active Broker-Dealers · SEC file No. 00867510 · MA
- BOWNE PARK CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868661 · NY
- BP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869951 · WA
- BPK INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00871281 · FL
- BRADESCO INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00837483 · FL
- BRADESCO SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852806 · NY
- BRADLEY WOODS & CO. LTD.Active Broker-Dealers · SEC file No. 00828862 · NY
- BRANT STREET CAPITAL INC.Active Broker-Dealers · SEC file No. 00870997
- BRATTLE ADVISORS LLCActive Broker-Dealers · SEC file No. 00868585 · MA
- BREAKWATER GROUP DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869269 · NY
- BREAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00840742 · NY
- BREN VENTURES LLCActive Broker-Dealers · SEC file No. 00867245 · NY
- BRENDAN E. CRYAN AND COMPANY, L.L.C.Active Broker-Dealers · SEC file No. 00841526 · NY
- BRENTWOOD CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00853681 · TN
- BREVAN HOWARD US LLCActive Broker-Dealers · SEC file No. 00868278 · NY
- BREX TREASURY LLCActive Broker-Dealers · SEC file No. 00870251 · UT
- BRIDGE ALTERNATIVES SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00870213 · IL
- BRIDGE STREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868428 · CA
- BRIDGEWATER JAMES LIMITED, LLCActive Broker-Dealers · SEC file No. 00867293 · CA
- BRIDGEWAY SECURITIES CORPActive Broker-Dealers · SEC file No. 00871318 · TX
- BRIDGEWOOD ADVISORS INC.Active Broker-Dealers · SEC file No. 00868896 · WI
- BRIGHT TRADING, LLCActive Broker-Dealers · SEC file No. 00844990 · NV
- BRIGHTCHOICE FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00867910 · NY
- BRIGHTHOUSE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869845 · NC
- BRIGHTON SECURITIES CORP.Active Broker-Dealers · SEC file No. 00814599 · NY
- BRIGHTTOWER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870864 · NY
- BRINKER CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00848110 · PA
- BRITEHORN SECURITIESActive Broker-Dealers · SEC file No. 00847217 · CO
- BROAD STREET CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00852487 · NJ
- BROADHAVEN SECURITIES LLCActive Broker-Dealers · SEC file No. 00868862 · IL
- BROADOAK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867574 · MD
- BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLCActive Broker-Dealers · SEC file No. 00853412 · NY
- BROADSPAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00853423 · FL
- BROCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00865467 · NY
- BROKERTEC AMERICAS LLCActive Broker-Dealers · SEC file No. 00851803 · NY
- BROOKFIELD PRIVATE ADVISORS LLCActive Broker-Dealers · SEC file No. 00868370 · NY
- BROOKFIELD PRIVATE WEALTH LLCActive Broker-Dealers · SEC file No. 00870722 · NY
- BROOKFIELD SECURITIES LLCActive Broker-Dealers · SEC file No. 00871170 · NY
- BROOKLANDS CAPITAL STRATEGIES BD, LPActive Broker-Dealers · SEC file No. 00869696 · CA
- BROOKLIGHT PLACE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832673 · AZ
- BROOKWOOD ASSOCIATES, L.L.C.Active Broker-Dealers · SEC file No. 00842303 · GA
- BROOKWOOD SECURITIES PARTNERS, LLCActive Broker-Dealers · SEC file No. 00846627 · MA
- BROWN AND BROWN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832385 · TX
- BROWN ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00815665 · TN
- BROWN BROTHERS HARRIMAN INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869731 · NY
- BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844816 · OH
- BROWN, LISLE/CUMMINGS, INC.Active Broker-Dealers · SEC file No. 00812716 · RI