SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 225 matching (names starting with B)Source: SEC Company Information About Active Broker-Dealers
- BIG SKY TREASURY SERVICES, LLCActive Broker-Dealers · SEC file No. 00871351 · MT
- BIGELOW CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867367 · NH
- BILL PARKER AGENCYActive Broker-Dealers · SEC file No. 00820744 · CA
- BIRCH LAKE PARTNERS, LPActive Broker-Dealers · SEC file No. 00869853 · IL
- BIRKELBACH & CO.Active Broker-Dealers · SEC file No. 00816623 · FL
- BITOODA TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00870172 · CT
- BIVO FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871236 · CA
- BJC CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00870980 · MA
- BLACK EDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870525 · IL
- BLACK OAK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845219 · IL
- BLACKROCK EXECUTION SERVICESActive Broker-Dealers · SEC file No. 00848719 · NJ
- BLACKROCK INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00848436 · NJ
- BLACKSTONE SECURITIES PARTNERS L.P.Active Broker-Dealers · SEC file No. 00835941 · NY
- BLAKESLEE AND BLAKESLEE INC.Active Broker-Dealers · SEC file No. 00832071 · CA
- BLAYLOCK VAN, LLCActive Broker-Dealers · SEC file No. 00867721 · NY
- BLEY INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00842701 · TX
- BLINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870406 · NY
- BLOOM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869805 · FL
- BLOOMBERG TRADEBOOK CANADA COMPANYActive Broker-Dealers · SEC file No. 00870683
- BLOOMBERG TRADEBOOK LLCActive Broker-Dealers · SEC file No. 00849219 · NY
- BLUE CAPAY VENTURESActive Broker-Dealers · SEC file No. 00871296 · CA
- BLUE DIAMOND SECURITIES OF AMERICA LLCActive Broker-Dealers · SEC file No. 00868928 · NY
- BLUE OCEAN ATS, LLCActive Broker-Dealers · SEC file No. 00870452 · FL
- BLUE OWL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869744 · NY
- BLUE QUARTZ INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00871126 · WA
- BLUE VISTA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865941 · IL
- BLUEFIN CAPITAL MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00853382 · NY
- BLUEFIN RESEARCH PARTNERS, INC.Active Broker-Dealers · SEC file No. 00865196 · MA
- BLUEPATH CAPITAL LLCActive Broker-Dealers · SEC file No. 00870497 · CA
- BLUEROCK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867058 · NY
- BLUESTONE GROWTH PARTNERS LLCActive Broker-Dealers · SEC file No. 00869291 · NY
- BMI CAPITAL INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00868658 · NY
- BML SECURITIES LLCActive Broker-Dealers · SEC file No. 00869262 · MA
- BMO CAPITAL MARKETS CORP.Active Broker-Dealers · SEC file No. 00834344 · NY
- BMO NESBITT BURNS SECURITIES LTD.Active Broker-Dealers · SEC file No. 00850538 · IL
- BMS CAPITAL ADVISORY, INC.Active Broker-Dealers · SEC file No. 00869349 · NY
- BNP PARIBAS SECURITIES CORP.Active Broker-Dealers · SEC file No. 00832682 · NJ
- BNY MELLON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00835255 · NY
- BNY MELLON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00813801 · NY
- BOFA SECURITIES PRIME, INC.Active Broker-Dealers · SEC file No. 00870788 · NC
- BOFA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869787 · NC
- BOK FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835381 · OK
- BOLT-X LLCActive Broker-Dealers · SEC file No. 00867342 · IL
- BOLTON GLOBAL CAPITALActive Broker-Dealers · SEC file No. 00833222 · MA
- BOLTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868187 · MA
- BONDS.COM LLCActive Broker-Dealers · SEC file No. 00850451 · NY
- BONDXN TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00871194 · NJ
- BOOMERANG CAPITAL LLCActive Broker-Dealers · SEC file No. 00865273 · CT
- BOSONIC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870815 · FL
- BOSTON PARTNERS SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00815648 · MA