Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- THOMAS J. HERZFELD ADVISORS, INC.Registered Investment Advisers · CRD # 108369 · FL · Approved
- THOMAS LEO ADVISORY, LLCRegistered Investment Advisers · CRD # 159271 · MN · Approved
- THOMAS S FUND ADVISER LLCExempt Reporting Advisers · CRD # 333040 · ERA - Active
- THOMAS STORY AND SON LLCRegistered Investment Advisers · CRD # 148774 · IN · Approved
- THOMAS WRIGHT ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 105192 · PR · Approved
- THOMASLLOYD CLIMATE SOLUTIONS LLCRegistered Investment Advisers · CRD # 298222 · NY · Approved
- THOMIST CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 299815 · TX · Approved
- THOMPSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300993 · Approved
- THOMPSON DAVIS & CO., INC.Registered Investment Advisers · CRD # 41353 · VA · Approved
- THOMPSON HUTTON, LLCExempt Reporting Advisers · CRD # 309442 · CA · ERA - Active
- THOMPSON INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 129609 · WI · Approved
- THOMPSON SIEGEL & WALMSLEY LLCRegistered Investment Advisers · CRD # 105726 · VA · Approved
- THOMPSON STREET CAPITAL MANAGER LLCRegistered Investment Advisers · CRD # 156679 · MO · Approved
- THOMPSON WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 338023 · MD · Approved
- THOR INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 105902 · OH · Approved
- THOR TRADING ADVISORS, LLCRegistered Investment Advisers · CRD # 310362 · PA · Approved
- THORA CAPITAL, LLCExempt Reporting Advisers · CRD # 304741 · IL · ERA - Active
- THOREAU MANAGEMENT PARTNERS, LPRegistered Investment Advisers · CRD # 343299 · 120-Day Approval
- THORNAPPLE RIVER CAPITAL LLCExempt Reporting Advisers · CRD # 291052 · MI · ERA - Active
- THORNBURG BOW RIVER ADVISERS, LLC.Registered Investment Advisers · CRD # 332879 · CO · Approved
- THORNBURG INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 106357 · NM · Approved
- THORNTREE CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 283643 · MA · Approved
- THOROFARE, LLCRegistered Investment Advisers · CRD # 171293 · CA · Approved
- THOROUGHBRED FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 47893 · TN · Approved
- THORPE ABBOTTS GLOBAL FLAGSHIP FUND GP, LLCExempt Reporting Advisers · CRD # 343108 · ERA - Active
- THOUGHTFUL MONEY LLCRegistered Investment Advisers · CRD # 329306 · NV · Approved
- THRASHER & CHAMBERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 293532 · AR · Approved
- THREADGILL FINANCIAL, LLCRegistered Investment Advisers · CRD # 174865 · TX · Approved
- THREE ARCH WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 333733 · CA · Approved
- THREE BEARINGS FIDUCIARY ADVISORS, INC.Registered Investment Advisers · CRD # 283926 · NH · Approved
- THREE BELL CAPITAL LLCRegistered Investment Advisers · CRD # 159736 · TX · Approved
- THREE BRIDGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 150460 · CA · Approved
- THREE BRIDGES CAPITAL, LPRegistered Investment Advisers · CRD # 160021 · NJ · Approved
- THREE CORD TRUE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307480 · PA · Approved
- THREE COURT, LPExempt Reporting Advisers · CRD # 170477 · NY · ERA - Active
- THREE FIFTY EIGHT INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 334965 · Approved
- THREE LIONS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316943 · CA · ERA - Active
- THREE MAGNOLIAS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 114471 · NC · Approved
- THREE OAKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171082 · CA · Approved
- THREE PEAKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127402 · CO · Approved
- THREE RIVERS FUND ADVISORS, LLCExempt Reporting Advisers · CRD # 168454 · PA · ERA - Active
- THREE SEASONS WEALTHRegistered Investment Advisers · CRD # 326517 · UT · Approved
- THREE SIXTY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301007 · IL · Approved
- THREE-SIXTY HEALTH VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 297546 · CA · ERA - Active
- THREEFIFTY CAPITAL, LLCExempt Reporting Advisers · CRD # 312673 · VA · ERA - Active
- THREEFOLD CAPITAL CORPExempt Reporting Advisers · CRD # 344390 · ERA - Active
- THREEM HOLDING LTDExempt Reporting Advisers · CRD # 341125 · CO · ERA - Active
- THRESHOLD MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305977 · CA · ERA - Active
- THRESHOLD VENTURES I MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 326413 · CA · ERA - Active
- THRESHOLD VENTURES II MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 326501 · CA · ERA - Active