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Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers

Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).

View this adviser on the SEC's Investment Adviser Public Disclosure (IAPD) (the authoritative record) ↗

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Directory record

Adviser name
THOMPSON DAVIS & CO., INC.
CRD #
41353
Lists
Registered Investment Advisers
Status
Approved
Main office
9030 STONY POINT PKWY, STE 100, RICHMOND, VA 23235
Main office state
VA
State of organisation
NY
Regulator
U.S. Securities and Exchange Commission (SEC)
Source
U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers

SEC registration

  • Registered Investment AdvisersApproved

    SEC #: 801-120472

    Primary business name: THOMPSON DAVIS ASSET MANAGEMENT

    SEC's list as on 2 October 2026

← Back to the SEC Investment Advisers Register