Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- UPP MANAGEMENT, LPRegistered Investment Advisers · CRD # 342664 · TX · Approved
- UPPER LEFT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288762 · Approved
- UPPER90 CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 304179 · RI · Approved
- UPRETY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337708 · OH · ERA - Active
- UPRIGHT FINANCIAL CORPRegistered Investment Advisers · CRD # 107303 · Approved
- UPRISING MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174730 · CA · ERA - Active
- UPSTART WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173728 · Approved
- UPSTATE ADVISERS INC.Registered Investment Advisers · CRD # 341449 · NY · Approved
- UPTICK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328602 · OR · ERA - Active
- UPTICK PARTNERS, LLCRegistered Investment Advisers · CRD # 324250 · TX · Approved
- UPTOWN FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 171401 · TX · Approved
- UPTURN CORPORATIONRegistered Investment Advisers · CRD # 290614 · Approved
- UPWELLING CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 164653 · CA · ERA - Active
- UPWEST LABS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297392 · CA · ERA - Active
- URBAN FINANCIAL ADVISORY CORPRegistered Investment Advisers · CRD # 110057 · IL · Approved
- URBAN FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167491 · TX · Approved
- URBAN INNOVATION MANAGEMENT LLCExempt Reporting Advisers · CRD # 325983 · CA · ERA - Active
- URBAN INVESTMENT ADVISORS, INC.,Registered Investment Advisers · CRD # 222524 · CA · Approved
- URBAN PARTNERS MANAGEMENT COMPANY S.A.Exempt Reporting Advisers · CRD # 332597 · ERA - Active
- URBAN WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 285633 · Approved
- URBANSTONE CAPITAL LLCExempt Reporting Advisers · CRD # 333772 · ERA - Active
- URH MANAGEMENT LPRegistered Investment Advisers · CRD # 342346 · NY · 120-Day Approval
- URS ADVISORY LLCRegistered Investment Advisers · CRD # 289892 · FL · Approved
- URSA FINANCIAL, LLCRegistered Investment Advisers · CRD # 306491 · Approved
- URSA FUND MANAGEMENT LLCRegistered Investment Advisers · CRD # 283363 · CA · Approved
- URSULA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172889 · NY · ERA - Active
- URSUS VENTURESExempt Reporting Advisers · CRD # 299161 · CA · ERA - Active
- US AGRICULTURE, LLCRegistered Investment Advisers · CRD # 282576 · IN · Approved
- US ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124234 · PA · Approved
- US INFRAVEST MANAGERS LPRegistered Investment Advisers · CRD # 312299 · Approved
- US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323370 · PA · Approved
- US ISRAEL GEFEN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 286142 · ERA - Active
- US SELECT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166672 · Approved
- USA FINANCIAL EXCHANGE LLCRegistered Investment Advisers · CRD # 283466 · MI · Approved
- USA FINANCIAL FORMULAS LLCRegistered Investment Advisers · CRD # 139987 · MI · Approved
- USA FINANCIAL SECURITIES LLCRegistered Investment Advisers · CRD # 103857 · MI · Approved
- USA MUTUALS ADVISORS, INC.Registered Investment Advisers · CRD # 131750 · MA · Approved
- USAA INVESTMENT SERVICES COMPANYRegistered Investment Advisers · CRD # 5475 · TX · Approved
- USADVISORS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158108 · MN · Approved
- USCA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 137045 · TX · Approved
- USCF ADVISERS LLCRegistered Investment Advisers · CRD # 171962 · CA · Approved
- USEX INCExempt Reporting Advisers · CRD # 342295 · CO · ERA - Active
- USI ADVISORS, INC.Registered Investment Advisers · CRD # 108113 · CT · Approved
- USI SECURITIES, INC.Registered Investment Advisers · CRD # 43793 · CT · Approved
- USONIA ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 341550 · NY · Approved
- USVP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 160112 · CA · ERA - Active
- UTA INVESTCORP INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324979 · NY · ERA - Active
- UTA LLCRegistered Investment Advisers · CRD # 315427 · WA · Approved
- UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 309978 · CA · ERA - Active
- UTI ASSET MANAGEMENT COMPANY LIMITEDRegistered Investment Advisers · CRD # 328924 · Approved