Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- UNISON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150893 · CA · Approved
- UNITAS CAPITAL III LTD.Exempt Reporting Advisers · CRD # 162734 · ERA - Active
- UNITAS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 163943 · ERA - Active
- UNITED ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 324205 · OH · Approved
- UNITED ADVISORS AMERICA CORPORATIONRegistered Investment Advisers · CRD # 147350 · TX · Approved
- UNITED ADVISORS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164908 · NY · Approved
- UNITED AIRLINES VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 326636 · IL · ERA - Active
- UNITED AMERICAN SECURITIES, INC.Registered Investment Advisers · CRD # 21274 · NY · Approved
- UNITED AQUA LTDExempt Reporting Advisers · CRD # 341856 · CO · ERA - Active
- UNITED ASSET STRATEGIES INC.Registered Investment Advisers · CRD # 107434 · NY · Approved
- UNITED BROKERAGE SERVICES, INCRegistered Investment Advisers · CRD # 39062 · WV · Approved
- UNITED CAPITAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 134600 · TX · Approved
- UNITED CAPITAL MANAGEMENT OF KANSAS, INC.Registered Investment Advisers · CRD # 157755 · KS · Approved
- UNITED FINANCIAL PLANNING GROUP LLCRegistered Investment Advisers · CRD # 149843 · NY · Approved
- UNITED MANAGERS JAPAN INC.Exempt Reporting Advisers · CRD # 166897 · ERA - Active
- UNITED PHYSICIANS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342995 · NJ · ERA - Active
- UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered Investment Advisers · CRD # 20804 · AZ · Approved
- UNITED PRIME SOCIETY INCExempt Reporting Advisers · CRD # 341858 · WA · ERA - Active
- UNITED VALUE CAPITAL, LLCRegistered Investment Advisers · CRD # 300533 · Approved
- UNITED WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133986 · Approved
- UNITING WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 332317 · CO · Approved
- UNITY ANGELS MANAGEMENT INC.Exempt Reporting Advisers · CRD # 340424 · CA · ERA - Active
- UNITY GROWTH FUND I LLCExempt Reporting Advisers · CRD # 327221 · VA · ERA - Active
- UNITY PARTNERS LPRegistered Investment Advisers · CRD # 322847 · TX · Approved
- UNIVERSA INVESTMENTS L.P.Registered Investment Advisers · CRD # 146052 · FL · Approved
- UNIVERSAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 318392 · MO · Approved
- UNIVERSAL FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 131558 · PR · Approved
- UNIVERSITY VENTURES FUNDS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163575 · NY · Approved
- UNIWEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 138009 · Approved
- UNLESS MANAGEMENT LPRegistered Investment Advisers · CRD # 318549 · CO · Approved
- UNLIMITED FUNDS, INC.Registered Investment Advisers · CRD # 322644 · NY · Approved
- UNOFFICIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 306409 · NY · Approved
- UNOVIS ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 311800 · ERA - Active
- UNPOPULAR VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312118 · ERA - Active
- UNSTOPPABLE ASSET LLCRegistered Investment Advisers · CRD # 338072 · AZ · 120-Day Approval
- UNTITLED INVESTMENTS LPRegistered Investment Advisers · CRD # 306357 · NY · Approved
- UOB GLOBAL CAPITAL LLCRegistered Investment Advisers · CRD # 160659 · NY · Approved
- UP CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 164692 · Approved
- UP FINANCIAL USA INC.Registered Investment Advisers · CRD # 326602 · Approved
- UP HOLDINGS, LLCExempt Reporting Advisers · CRD # 172594 · CA · ERA - Active
- UP NORTH FINANCIAL, LLCRegistered Investment Advisers · CRD # 150996 · MI · Approved
- UP PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 309765 · CA · ERA - Active
- UP STRATEGIC WEALTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 166742 · PA · Approved
- UPDATA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 160994 · DC · ERA - Active
- UPFRONT VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175144 · CA · Approved
- UPI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175182 · CA · ERA - Active
- UPLAND INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 304149 · NJ · ERA - Active
- UPLEVEL WEALTH LLCRegistered Investment Advisers · CRD # 312641 · OR · Approved
- UPLIFT INVESTORS, LPRegistered Investment Advisers · CRD # 335515 · CT · Approved
- UPMARKET MANAGEMENT LLCExempt Reporting Advisers · CRD # 336095 · NY · ERA - Active