SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 51–100 of 206 matching (names starting with U)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- UNBOX CAPITAL GESTÃO DE RECURSOS FINANCEIROS LTDA.Exempt Reporting Advisers · CRD # 321788 · ERA - Active
- UNBUNDLED CAPITAL LLCExempt Reporting Advisers · CRD # 308516 · ERA - Active
- UNCAP MANAGER LLCExempt Reporting Advisers · CRD # 338292 · FL · ERA - Active
- UNCOMMON CENTS INVESTING, INCRegistered Investment Advisers · CRD # 290105 · WI · Approved
- UNCOMMON DENOMINATOR MANAGEMENT LLCExempt Reporting Advisers · CRD # 333751 · NY · ERA - Active
- UNCOMMON EQUITY LLCRegistered Investment Advisers · CRD # 314936 · IL · Approved
- UNCOMMON MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 339031 · CA · ERA - Active
- UNCOMMON VC, LLCExempt Reporting Advisers · CRD # 321607 · ERA - Active
- UNCONVENTIONAL INVESTOR, LLCRegistered Investment Advisers · CRD # 317333 · Approved
- UNCORK CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 308145 · CA · ERA - Active
- UNCORK CAPITAL, INC.Exempt Reporting Advisers · CRD # 160391 · CA · ERA - Active
- UNCORRELATED ADVISORS LLCExempt Reporting Advisers · CRD # 305290 · NV · ERA - Active
- UNDERDOG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152998 · MN · Approved
- UNDERSCORE.VC MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 283164 · MA · ERA - Active
- UNDOMIEL, LLCExempt Reporting Advisers · CRD # 342147 · ERA - Active
- UNEST ADVISERS, LLCRegistered Investment Advisers · CRD # 308125 · WY · Approved
- UNFCU ADVISORS LLCRegistered Investment Advisers · CRD # 136572 · NY · Approved
- UNICORN ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 335300 · ERA - Active
- UNICORN DX ADVISORS LIMITEDExempt Reporting Advisers · CRD # 314637 · ERA - Active
- UNICORN PARTNERS ADVISORS LTD.Exempt Reporting Advisers · CRD # 277055 · ERA - Active
- UNIFI ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 330942 · NY · Approved
- UNIFI INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 324683 · ERA - Active
- UNIFI VENTURES, LLCExempt Reporting Advisers · CRD # 336630 · CO · ERA - Active
- UNIFIED INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326056 · GA · Approved
- UNIFIED WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 284553 · FL · Approved
- UNIFIMONEY RIA QOZB, LLCRegistered Investment Advisers · CRD # 328842 · TX · Approved
- UNIFY FINANCIAL LLCRegistered Investment Advisers · CRD # 324120 · FL · Approved
- UNIGESTION (US) LTDRegistered Investment Advisers · CRD # 305038 · NY · Approved
- UNIGESTION SAExempt Reporting Advisers · CRD # 299224 · ERA - Active
- UNIMAR FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 159674 · FL · Approved
- UNIO CAPITAL LLCRegistered Investment Advisers · CRD # 166483 · NJ · Approved
- UNION CAPITAL ASSOCIATES, L.P.Registered Investment Advisers · CRD # 285154 · CT · Approved
- UNION CAPITAL COMPANYRegistered Investment Advisers · CRD # 110301 · AZ · Approved
- UNION HERITAGE CAPITALRegistered Investment Advisers · CRD # 309768 · MI · Approved
- UNION HERITAGE VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 319588 · MI · ERA - Active
- UNION LABS VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 312102 · CA · ERA - Active
- UNION PARK CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 169842 · MA · Approved
- UNION SQUARE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288708 · PA · Approved
- UNION SQUARE INVESTMENT CORegistered Investment Advisers · CRD # 111776 · CA · Approved
- UNION SQUARE PARK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175471 · NY · Approved
- UNION SQUARE VENTURES, LLCExempt Reporting Advisers · CRD # 162375 · NY · ERA - Active
- UNION STRATEGIC ADVISORS LLCRegistered Investment Advisers · CRD # 340640 · OH · Approved
- UNION STREET PARTNERS LLCRegistered Investment Advisers · CRD # 156148 · VA · Approved
- UNIONROCK, LLCExempt Reporting Advisers · CRD # 314382 · CO · ERA - Active
- UNIPLAN INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 154718 · WI · Approved
- UNIQUE WEALTH STRATEGIESRegistered Investment Advisers · CRD # 323994 · IL · Approved
- UNIQUE WEALTH, LLCRegistered Investment Advisers · CRD # 312462 · FL · Approved
- UNISON ADVISORS LLCRegistered Investment Advisers · CRD # 155470 · RI · Approved
- UNISON ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 288249 · FL · Approved
- UNISON CAPITAL, INC.Exempt Reporting Advisers · CRD # 329973 · ERA - Active