Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- TRIPACIFIC CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142121 · CA · Approved
- TRIPLE JUMP B.V.Exempt Reporting Advisers · CRD # 264792 · ERA - Active
- TRIPLE POINT INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 322500 · ERA - Active
- TRIPLE SUMMIT ADVISORS, LLCRegistered Investment Advisers · CRD # 282764 · Approved
- TRIPLEPOINT ADVISERS LLCRegistered Investment Advisers · CRD # 168948 · CA · Approved
- TRIPLETAIL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318781 · FL · Approved
- TRIPOST CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 293282 · NY · Approved
- TRIQUETRA CAPITAL LLCExempt Reporting Advisers · CRD # 338741 · FL · ERA - Active
- TRISPAN (USA) LLCRegistered Investment Advisers · CRD # 305501 · NY · Approved
- TRISPERITY ADVISORS, LLCRegistered Investment Advisers · CRD # 142438 · TX · Approved
- TRITIUM PARTNERS LLCRegistered Investment Advisers · CRD # 173132 · TX · Approved
- TRITON FINANCIAL GROUP, INCRegistered Investment Advisers · CRD # 309294 · OK · Approved
- TRITON INVESTMENTS ADVISERS LLPExempt Reporting Advisers · CRD # 301196 · ERA - Active
- TRITON PACIFIC HEALTHCARE PARTNERS, LLCRegistered Investment Advisers · CRD # 329737 · CA · Approved
- TRITON WEALTH MANAGEMENT, PLLCRegistered Investment Advisers · CRD # 291070 · AZ · Approved
- TRITONPOINT CAPITAL, LLCRegistered Investment Advisers · CRD # 336417 · MD · Approved
- TRITONPOINT PARTNERS, LLCRegistered Investment Advisers · CRD # 333259 · MD · Approved
- TRITONPOINT WEALTH, LLCRegistered Investment Advisers · CRD # 328398 · MD · Approved
- TRIUM CAPITAL LLPRegistered Investment Advisers · CRD # 306112 · Approved
- TRIUM VENTURES GP I, LLCExempt Reporting Advisers · CRD # 322206 · CA · ERA - Active
- TRIUMPH CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 282814 · CO · Approved
- TRIUNE FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 152277 · KS · Approved
- TRIVANT CUSTOM PORTFOLIO GROUP LLCRegistered Investment Advisers · CRD # 129803 · CA · Approved
- TRIVE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166910 · TX · Approved
- TRIVENI CAPITAL INVESTMENTS LPRegistered Investment Advisers · CRD # 325802 · CT · Approved
- TRIVENTURES MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 283346 · ERA - Active
- TRIVENTURES MANAGEMENT SEED LTDExempt Reporting Advisers · CRD # 308841 · ERA - Active
- TRIVERA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343450 · AZ · 120-Day Approval
- TRIVEST ADVISORS LIMITEDExempt Reporting Advisers · CRD # 160993 · ERA - Active
- TRIVEST ADVISORS PTE. LIMITEDExempt Reporting Advisers · CRD # 338870 · ERA - Active
- TRIVEST INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 161432 · FL · Approved
- TRIVISTA CAPITAL INC.Exempt Reporting Advisers · CRD # 307654 · ERA - Active
- TRIVIUM POINT ADVISORY, LLCRegistered Investment Advisers · CRD # 292182 · CT · Approved
- TRIWEST CAPITAL PARTNERS MANAGEMENT INC.Exempt Reporting Advisers · CRD # 312489 · ERA - Active
- TRM ADVISORS LPRegistered Investment Advisers · CRD # 321278 · MI · Approved
- TRO SPECIALTY PRIVATE CREDIT FUND MANAGER, LLCExempt Reporting Advisers · CRD # 334770 · IL · ERA - Active
- TROLUCE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 313120 · PR · Approved
- TROOB CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161416 · NY · Approved
- TROTT BROOK FINANCIAL, INC.Registered Investment Advisers · CRD # 290962 · MN · Approved
- TROTTA, JOHN (NMN)Registered Investment Advisers · CRD # 125537 · NY · Approved
- TROUTMAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301107 · PA · Approved
- TROVE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 307826 · IL · ERA - Active
- TROVIO ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 330520 · ERA - Active
- TROWBRIDGE CAPITAL PARTNERS LLC.Registered Investment Advisers · CRD # 297764 · Approved
- TROY ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 319174 · Approved
- TRP CAPITAL ADVISORS V, LLCRegistered Investment Advisers · CRD # 306604 · MI · Approved
- TRP CAPITAL ADVISORS VI, LLCRegistered Investment Advisers · CRD # 329787 · MI · Approved
- TRP CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 281098 · MI · Approved
- TRU ARROW MANAGEMENT, LPExempt Reporting Advisers · CRD # 316225 · NY · ERA - Active
- TRU INDEPENDENCE ASSET MANAGEMENT 2, LLCRegistered Investment Advisers · CRD # 309098 · OR · Approved