SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 951–1,000 of 1,349 matching (names starting with T)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 107319 · IA · Approved
- TRANSASIA PRIVATE CAPITAL LIMITEDExempt Reporting Advisers · CRD # 306916 · ERA - Active
- TRANSATLANTIC HIGHWAY VENTURES, LLCExempt Reporting Advisers · CRD # 340143 · ERA - Active
- TRANSATLANTIQUE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 169820 · NY · Approved
- TRANSCE3ND LLCRegistered Investment Advisers · CRD # 317745 · TX · Approved
- TRANSCEND ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 311746 · WI · Approved
- TRANSCEND CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 299723 · NJ · Approved
- TRANSCEND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 308595 · CA · ERA - Active
- TRANSCENDENT CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 316872 · OK · Approved
- TRANSFORM MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 318152 · CA · ERA - Active
- TRANSFORMATION CAPITAL PARTNERS, L.P.Exempt Reporting Advisers · CRD # 307367 · MA · ERA - Active
- TRANSGLOBAL ADVISORY, LLCRegistered Investment Advisers · CRD # 168709 · CA · Approved
- TRANSITION EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 324358 · IL · Approved
- TRANSITION FINANCIAL ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 116089 · Approved
- TRANSITION GLOBAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 331421 · ERA - Active
- TRANSLINK CAPITAL JAPAN, LLCExempt Reporting Advisers · CRD # 301360 · CA · ERA - Active
- TRANSLINK CAPITAL, LLCExempt Reporting Advisers · CRD # 156262 · CA · ERA - Active
- TRANSMEDIA CAPITAL, LLCExempt Reporting Advisers · CRD # 243789 · CA · ERA - Active
- TRANSOM CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 170459 · CA · Approved
- TRANSPARENT WEALTH CONSULTING LLCRegistered Investment Advisers · CRD # 283193 · NY · Approved
- TRANSPORTATION TECHNOLOGY VENTURES, LLCExempt Reporting Advisers · CRD # 283383 · OR · ERA - Active
- TRANSPOSE PLATFORM MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287674 · TX · Approved
- TRANSWESTERN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159520 · TX · Approved
- TRAPHAGEN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 107764 · NJ · Approved
- TRAUB CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136851 · MA · Approved
- TRAVEKA WEALTH, LLCRegistered Investment Advisers · CRD # 328421 · CA · Approved
- TRAVELLER CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 169079 · TX · ERA - Active
- TRAVER FINANCIAL CONSULTING NETWORK PARegistered Investment Advisers · CRD # 139459 · FL · Approved
- TRAYNOR CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 138881 · PA · Approved
- TRB WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309370 · TX · Approved
- TRCM CAPITAL ADVISORS LLCExempt Reporting Advisers · CRD # 341312 · FL · ERA - Active
- TRCM IM LLCExempt Reporting Advisers · CRD # 341510 · FL · ERA - Active
- TREASURE COAST FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 166684 · FL · Approved
- TREASURE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309258 · AZ · Approved
- TREASURY FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 322087 · NY · ERA - Active
- TREASURYSPRING MANAGEMENT (JERSEY) LIMITEDExempt Reporting Advisers · CRD # 325662 · ERA - Active
- TREATY OAK EQUITY LLCExempt Reporting Advisers · CRD # 300338 · TX · ERA - Active
- TREBLE MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 315839 · ERA - Active
- TREBUCHET CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 292555 · NY · ERA - Active
- TREBUCHET CONSULTING, LLCRegistered Investment Advisers · CRD # 166645 · PA · Approved
- TRED AVON FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 174115 · MD · Approved
- TREE LINE ADVISORS (HONG KONG) LTDRegistered Investment Advisers · CRD # 140648 · Approved
- TREE LINE ADVISORS (SINGAPORE) PTE. LTD.Exempt Reporting Advisers · CRD # 288064 · ERA - Active
- TREE LINE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173784 · CA · Approved
- TREETOP WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155013 · IL · Approved
- TREEVIEW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 334591 · Approved
- TREGARON MANAGEMENT INC.Exempt Reporting Advisers · CRD # 162722 · CA · ERA - Active
- TREIBERG WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 284140 · AZ · Approved
- TREK FINANCIAL, LLCRegistered Investment Advisers · CRD # 109376 · AZ · Approved
- TRELLIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 154861 · CA · Approved