SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 801–850 of 1,349 matching (names starting with T)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- TOKIO MARINE ASSET MANAGEMENT (USA), LTD.Registered Investment Advisers · CRD # 158632 · NY · Approved
- TOKIO MARINE ASSET MANAGEMENT CO.,LTD.Exempt Reporting Advisers · CRD # 175025 · ERA - Active
- TOKIOBIT INCExempt Reporting Advisers · CRD # 342934 · NY · ERA - Active
- TOLA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 173304 · WA · ERA - Active
- TOLIS ADVISORS, LPRegistered Investment Advisers · CRD # 163345 · NY · Approved
- TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 153092 · Approved
- TOLLESON PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111838 · TX · Approved
- TOLLEY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 302115 · NC · Approved
- TOLOU CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309773 · NY · ERA - Active
- TOLSMA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 287941 · Approved
- TOM JOHNSON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104511 · OK · Approved
- TOMALES BAY CAPITAL, L.P.Registered Investment Advisers · CRD # 298932 · Approved
- TOMORO LLCRegistered Investment Advisers · CRD # 340227 · NJ · 120-Day Approval
- TOMS CAPITAL INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 291362 · NY · Approved
- TONE CAPITAL, LLCRegistered Investment Advisers · CRD # 285622 · VA · Approved
- TONG FANG CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 340380 · ERA - Active
- TONKA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 298336 · MN · Approved
- TOOMEY INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 127346 · CT · Approved
- TOONA TREE CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 323681 · ERA - Active
- TOP HARVEST CAPITAL, L.L.C.Exempt Reporting Advisers · CRD # 315363 · ERA - Active
- TOP HAT FUND MANAGER, LLCExempt Reporting Advisers · CRD # 328684 · IL · ERA - Active
- TOP PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 331000 · CT · Approved
- TOP TIER CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 144546 · CA · Approved
- TOPAZ ADVISORS INCExempt Reporting Advisers · CRD # 344556 · CO · ERA - Active
- TOPEL & DISTASI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285538 · CA · Approved
- TOPIARY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309488 · MI · ERA - Active
- TOPLINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298981 · Approved
- TOPOLOGY VENTURES, LLCExempt Reporting Advisers · CRD # 331895 · ERA - Active
- TOPSAIL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 331098 · NC · Approved
- TOPSPIN MANAGEMENT COMPANY LBO LLCRegistered Investment Advisers · CRD # 161399 · NY · Approved
- TOPTIER WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 292959 · Approved
- TOPTURN CAPITAL, LLCRegistered Investment Advisers · CRD # 151464 · CA · Approved
- TOR INVESTMENT MANAGEMENT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 168762 · ERA - Active
- TORANA GROUP LLCExempt Reporting Advisers · CRD # 335285 · IL · ERA - Active
- TORCH HILL INVESTMENT PARTNERS LLCExempt Reporting Advisers · CRD # 161433 · AZ · ERA - Active
- TORCH KEY ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341509 · CA · ERA - Active
- TORCHLIGHT INVESTORS, LLCRegistered Investment Advisers · CRD # 111289 · NY · Approved
- TORDESILHAS CAPITAL GESTORA DE RECURSOS LTDAExempt Reporting Advisers · CRD # 298484 · ERA - Active
- TORFEX LTD.Exempt Reporting Advisers · CRD # 337983 · CO · ERA - Active
- TORMA CAPITAL LLPRegistered Investment Advisers · CRD # 334848 · Approved
- TORO CANYON CAPITAL LLCExempt Reporting Advisers · CRD # 337239 · ERA - Active
- TORO GLOBAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 312765 · NY · ERA - Active
- TORO WEST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 331265 · CO · Approved
- TOROA MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 315295 · ERA - Active
- TORONADO PARTNERS LLCRegistered Investment Advisers · CRD # 283612 · CA · Approved
- TORQUE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 335621 · Approved
- TORQUEST MANAGEMENT SERVICES LIMITED PARTNERSHIPExempt Reporting Advisers · CRD # 163434 · ERA - Active
- TORQX CAPITAL PARTNERS B.V.Exempt Reporting Advisers · CRD # 284381 · ERA - Active
- TORRAY INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 105818 · MD · Approved
- TORREN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329263 · CA · Approved