Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SWANCAP INVESTMENT MANAGEMENT SAExempt Reporting Advisers · CRD # 170204 · ERA - Active
- SWARTHMORE ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 108507 · NY · Approved
- SWAY VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 170302 · CA · ERA - Active
- SWBC INVESTMENT ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 156155 · TX · Approved
- SWBC INVESTMENT COMPANYRegistered Investment Advisers · CRD # 140994 · TX · Approved
- SWC M O LLCExempt Reporting Advisers · CRD # 342104 · NY · ERA - Active
- SWEATER INDUSTRIES LLCRegistered Investment Advisers · CRD # 317749 · CO · Approved
- SWEENEY & MICHEL, LLCRegistered Investment Advisers · CRD # 282595 · CA · Approved
- SWEETWATER INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 297613 · CA · Approved
- SWELL COLLECTIVE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327353 · UT · ERA - Active
- SWEN CAPITAL PARTNERSExempt Reporting Advisers · CRD # 333594 · ERA - Active
- SWIFT CREEK REAL ESTATE PARTNERS LLCRegistered Investment Advisers · CRD # 329614 · TX · Approved
- SWIFT VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 312847 · CA · ERA - Active
- SWISHER FINANCIAL CONCEPTS, INC.Registered Investment Advisers · CRD # 121384 · OH · Approved
- SWISS ALPINE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 269906 · Approved
- SWISS AMERICAN ADVISORS LTD.Registered Investment Advisers · CRD # 152531 · Approved
- SWISS FINANCE MANAGEMENT INTERNATIONAL SARegistered Investment Advisers · CRD # 284408 · Approved
- SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 342936 · CT · Approved
- SWISS RE INSURANCE-LINKED STRATEGIES INC.Registered Investment Advisers · CRD # 318811 · NY · Approved
- SWISS SELECT ADVISORS, LLCExempt Reporting Advisers · CRD # 151914 · TX · ERA - Active
- SWISS USADVISORS LTD.Registered Investment Advisers · CRD # 158706 · Approved
- SWISSPARTNERS ADVISORS AGRegistered Investment Advisers · CRD # 148721 · Approved
- SWITCH VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 281898 · CA · ERA - Active
- SWITCHPOINT FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 282856 · UT · Approved
- SWMG, LLCRegistered Investment Advisers · CRD # 166688 · TX · Approved
- SWP FINANCIAL LLCRegistered Investment Advisers · CRD # 327885 · CA · Approved
- SWP INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 331314 · OH · Approved
- SWS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119043 · NY · Approved
- SWS PARTNERS, LLCRegistered Investment Advisers · CRD # 281838 · OH · Approved
- SYCALE ADVISORS (NY) LLCRegistered Investment Advisers · CRD # 168204 · NY · Approved
- SYCAMORE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 14143 · IN · Approved
- SYCAMORE INVESTMENT CONSULTING SERVICES, LLCRegistered Investment Advisers · CRD # 125081 · WI · Approved
- SYCAMORE PARTNERS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 284346 · NY · Approved
- SYCAMORE TREE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 311555 · TX · Approved
- SYGNUS CAPITAL LIMTEDRegistered Investment Advisers · CRD # 333428 · Approved
- SYGNUS CAPITAL PR LLCRegistered Investment Advisers · CRD # 283447 · PR · Approved
- SYGNUS CAPITAL SL LIMITEDRegistered Investment Advisers · CRD # 333426 · Approved
- SYKON ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 336338 · NY · Approved
- SYKON CAPITAL LLCRegistered Investment Advisers · CRD # 326728 · NY · Approved
- SYLEBRA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 160597 · ERA - Active
- SYLEBRA CAPITAL LLCRegistered Investment Advisers · CRD # 316856 · CA · Approved
- SYLEBRA CAPITAL MANAGEMENTExempt Reporting Advisers · CRD # 319489 · ERA - Active
- SYLVEST ADVISORS, LLCRegistered Investment Advisers · CRD # 165130 · TX · Approved
- SYM FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 107517 · IN · Approved
- SYMBIOTIC CAPITAL MANAGEMENT CO. LLCRegistered Investment Advisers · CRD # 325844 · CA · Approved
- SYMBOL CAPITAL, LLCExempt Reporting Advisers · CRD # 163105 · CA · ERA - Active
- SYMBOL FUND MANAGEMENT LTDExempt Reporting Advisers · CRD # 319023 · ERA - Active
- SYMETRA INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 312176 · CT · Approved
- SYMFONIE CAPITAL, LTDRegistered Investment Advisers · CRD # 164567 · Approved
- SYMMETRY CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 122563 · TX · Approved