Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.Registered Investment Advisers · CRD # 133827 · NY · Approved
- SAMSUNG ASSET MANAGEMENT COMPANY, LTD.Registered Investment Advisers · CRD # 158319 · Approved
- SAN BLAS ADVISORY, INC.Registered Investment Advisers · CRD # 296929 · GA · Approved
- SAN FRANCISCO WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 296438 · Approved
- SANAKA CAPITAL INVESTMENT MANAGERS LIMITEDExempt Reporting Advisers · CRD # 299269 · ERA - Active
- SANCHEZ & ZURES, LLCRegistered Investment Advisers · CRD # 139898 · VA · Approved
- SANCHEZ GAUNT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336187 · NV · Approved
- SANCHEZ WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 169274 · FL · Approved
- SANCTA CAPITAL ADVISORS LTDExempt Reporting Advisers · CRD # 322831 · ERA - Active
- SANCTUARY ADVISORS, LLCRegistered Investment Advisers · CRD # 226606 · FL · Approved
- SANCTUARY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 325857 · Approved
- SANCTUARY WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 285428 · CO · Approved
- SANCUS CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 157121 · CA · Approved
- SANCUS VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321680 · ERA - Active
- SAND CREEK CAPITAL, LLCRegistered Investment Advisers · CRD # 326719 · ID · Approved
- SAND GROVE CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 284699 · ERA - Active
- SAND HILL GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 111295 · CA · Approved
- SAND HILL ROAD TECHNOLOGIES FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 338485 · FL · ERA - Active
- SANDALWOOD SECURITIES, INC.Registered Investment Advisers · CRD # 27240 · NJ · Approved
- SANDBOX FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 297858 · MD · Approved
- SANDBOX HOLDINGS, LLCExempt Reporting Advisers · CRD # 167419 · IL · ERA - Active
- SANDBOX INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163451 · IL · ERA - Active
- SANDBRIDGE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169112 · CA · Approved
- SANDBROOK CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 317009 · CT · Approved
- SANDEEP VARMA WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 137705 · CA · Approved
- SANDER CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 112499 · WA · Approved
- SANDERLING MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162520 · CA · ERA - Active
- SANDERS BOOZE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 148651 · KS · Approved
- SANDERS CAPITAL, LLCRegistered Investment Advisers · CRD # 151480 · FL · Approved
- SANDERS MANAGEMENT GROUP, LTDRegistered Investment Advisers · CRD # 334205 · MI · Approved
- SANDERS MORRIS LLCRegistered Investment Advisers · CRD # 20580 · TX · Approved
- SANDERSON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118910 · NY · Approved
- SANDGLASS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 299418 · NY · Approved
- SANDHILL CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 129800 · NY · Approved
- SANDHILL WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 291649 · FL · Approved
- SANDIA INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 311098 · MA · Approved
- SANDIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159402 · NM · Approved
- SANDLER CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 109856 · NY · Approved
- SANDLOT PARTNERS, LLCRegistered Investment Advisers · CRD # 311409 · UT · Approved
- SANDLOT PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 335925 · UT · Approved
- SANDRO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332113 · NJ · Approved
- SANDS CAPITAL ALTERNATIVES, LLCRegistered Investment Advisers · CRD # 155517 · VA · Approved
- SANDS CAPITAL HORIZONS, LLCRegistered Investment Advisers · CRD # 335568 · VA · Approved
- SANDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137610 · VA · Approved
- SANDSTONE ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 152742 · Approved
- SANDTON CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 160364 · NY · Approved
- SANDWICH CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333197 · ERA - Active
- SANDY COVE ADVISORS, LLCRegistered Investment Advisers · CRD # 152482 · MA · Approved
- SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered Investment Advisers · CRD # 187519 · FL · Approved
- SANFORD C. BERNSTEIN & CO., LLCRegistered Investment Advisers · CRD # 104474 · TN · Approved