Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- STEEL GROVE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 115231 · TN · Approved
- STEELE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 107097 · IA · Approved
- STEELE CREEK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 170209 · NC · Approved
- STEELE STREET CAPITAL LLCRegistered Investment Advisers · CRD # 331520 · NH · Approved
- STEELEHARBOUR MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 308979 · FL · ERA - Active
- STEELHEAD CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173440 · TX · Approved
- STEELHEAD PARTNERS,LLCRegistered Investment Advisers · CRD # 116569 · WA · Approved
- STEELHEAD WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 338410 · VA · Approved
- STEELOAKS INVESTMENT ADVISERS, INC.Registered Investment Advisers · CRD # 108197 · WV · Approved
- STEELPEAK WEALTH, LLCRegistered Investment Advisers · CRD # 165168 · CA · Approved
- STEELSKY VENTURES LLCExempt Reporting Advisers · CRD # 323389 · GA · ERA - Active
- STEEPROCK CAPITAL II LLCRegistered Investment Advisers · CRD # 172775 · CT · Approved
- STEFFENS FINANCIAL CORPRegistered Investment Advisers · CRD # 342546 · NJ · 120-Day Approval
- STEFFES FINANCIAL, LTDRegistered Investment Advisers · CRD # 134530 · KS · Approved
- STEGENT EQUITY ADVISORS INC.Registered Investment Advisers · CRD # 114518 · TX · Approved
- STEGINSKY CAPITAL LLCRegistered Investment Advisers · CRD # 109617 · Approved
- STEGNER INVESTMENT ASSOCIATES INCRegistered Investment Advisers · CRD # 107480 · KY · Approved
- STEIGERWALD, GORDON & KOCH INC.Registered Investment Advisers · CRD # 111685 · VA · Approved
- STEINBERG ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118968 · NY · Approved
- STEINBERG INDIA ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 292746 · ERA - Active
- STEINBERG INDIA ASSET MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 306292 · ERA - Active
- STELAC ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 145103 · NY · Approved
- STELAC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 163081 · NY · Approved
- STELLA POINT CAPITAL, LPRegistered Investment Advisers · CRD # 290013 · NY · Approved
- STELLAR MANAGEMENT PARTNERS LLCExempt Reporting Advisers · CRD # 333500 · NJ · ERA - Active
- STELLAR PATH INSTITUTE LTDExempt Reporting Advisers · CRD # 340723 · CO · ERA - Active
- STELLAR VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322454 · CA · ERA - Active
- STELLARIS ADVISORS LLPExempt Reporting Advisers · CRD # 322270 · ERA - Active
- STELLARIS INVESTMENT MANAGEMENT 3 IFSC LLPExempt Reporting Advisers · CRD # 338844 · ERA - Active
- STELLARIS VENTURE ADVISORS 2 LLPExempt Reporting Advisers · CRD # 321091 · ERA - Active
- STELLATION MANAGEMENT LLCExempt Reporting Advisers · CRD # 315558 · FL · ERA - Active
- STELLEX CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 174278 · NY · Approved
- STELLUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160115 · TX · Approved
- STELLUS PRIVATE BDC ADVISOR, LLCRegistered Investment Advisers · CRD # 317513 · TX · Approved
- STELVIO WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343939 · CT · 120-Day Approval
- STEMBROOK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144116 · NJ · Approved
- STEMPOINT CAPITAL LPRegistered Investment Advisers · CRD # 324248 · NY · Approved
- STENGER FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 325089 · IL · Approved
- STENHAM ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 164382 · Approved
- STEP ADVISERS, LLCRegistered Investment Advisers · CRD # 322349 · CA · Approved
- STEP AHEAD CAPITAL, LLCExempt Reporting Advisers · CRD # 315229 · CA · ERA - Active
- STEPHEN CRAIG SCHULMERICHRegistered Investment Advisers · CRD # 112547 · Approved
- STEPHEN J. GARRY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 295068 · NY · Approved
- STEPHEN SMITH FINANCIAL INC.Registered Investment Advisers · CRD # 339402 · IL · Approved
- STEPHENS GROUP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288981 · AR · Approved
- STEPHENS INC.Registered Investment Advisers · CRD # 3496 · AR · Approved
- STEPHENS INVESTMENT MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 136369 · AR · Approved
- STEPHENSON AND COMPANY, INC.Registered Investment Advisers · CRD # 111453 · CA · Approved
- STEPP & ROTHWELL INCRegistered Investment Advisers · CRD # 107999 · KS · Approved
- STEPSTONE GROUP EUROPE ALTERNATIVE INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 284947 · Approved