Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SQN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158704 · NY · Approved
- SQN INVESTORS LPExempt Reporting Advisers · CRD # 171505 · CA · ERA - Active
- SQN VENTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 301483 · SC · Approved
- SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA.Registered Investment Advisers · CRD # 160366 · Approved
- SQUADRA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305909 · MD · ERA - Active
- SQUADRON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 334296 · IL · Approved
- SQUARE ADVISORS, LLCRegistered Investment Advisers · CRD # 160578 · Approved
- SQUARE CIRCLE IA LPRegistered Investment Advisers · CRD # 312718 · MA · Approved
- SQUARE NINE CAPITAL, LPRegistered Investment Advisers · CRD # 336297 · CA · Approved
- SQUARE WAVE CAPITAL LLCRegistered Investment Advisers · CRD # 318517 · NY · Approved
- SQUAREPOINT OPS LLCRegistered Investment Advisers · CRD # 172116 · NY · Approved
- SQUIRE INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 117750 · UT · Approved
- SR ABF ADVISORS LPRegistered Investment Advisers · CRD # 343630 · NY · Approved
- SR ALTERNATIVE CREDIT, LLCRegistered Investment Advisers · CRD # 319478 · CT · Approved
- SR ONE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 306361 · CA · Approved
- SRB CORPORATIONRegistered Investment Advisers · CRD # 161163 · MA · Approved
- SRC MANAGEMENT COMPANY, LPExempt Reporting Advisers · CRD # 164952 · TX · ERA - Active
- SRD INNOVATION FUND LLCExempt Reporting Advisers · CRD # 341877 · NV · ERA - Active
- SREP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296281 · CT · Approved
- SRH ADVISORS, LLCRegistered Investment Advisers · CRD # 148479 · KS · Approved
- SRN ADVISORS, LLCRegistered Investment Advisers · CRD # 307155 · PA · Approved
- SRP CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 289466 · TX · Approved
- SRS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157630 · NY · Approved
- SRT GROUP LLCRegistered Investment Advisers · CRD # 330219 · FL · Approved
- SS&H FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 112256 · MI · Approved
- SSA SWISS ADVISORS AGRegistered Investment Advisers · CRD # 161357 · Approved
- SSB WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 306510 · VA · Approved
- SSB&T WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328102 · TX · Approved
- SSC ADVISORS, LLCRegistered Investment Advisers · CRD # 339313 · TX · 120-Day Approval
- SSCI PORTUGAL, LDAExempt Reporting Advisers · CRD # 329891 · ERA - Active
- SSGA FUNDS MANAGEMENT, INC.Registered Investment Advisers · CRD # 111242 · MA · Approved
- SSI INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 104889 · CA · Approved
- SSIAAT ASSET MANAGEMENT CO., LTD.Exempt Reporting Advisers · CRD # 343753 · ERA - Active
- SSM MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 161533 · TN · ERA - Active
- SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCRegistered Investment Advisers · CRD # 288129 · CA · Approved
- SSVL (MONACO) S.A.M.Exempt Reporting Advisers · CRD # 298210 · ERA - Active
- SSW PARTNERS LPRegistered Investment Advisers · CRD # 325761 · NY · Approved
- ST BERNARD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 307770 · AR · Approved
- ST. BERNARD FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 36956 · AR · Approved
- ST. CLAIR ADVISORS, LLCRegistered Investment Advisers · CRD # 155064 · OH · Approved
- ST. CLAIR FINANCIAL LLCRegistered Investment Advisers · CRD # 151251 · CA · Approved
- ST. CLOUD CAPITAL II, LLCExempt Reporting Advisers · CRD # 157409 · CA · ERA - Active
- ST. COLUMBANUS AGRegistered Investment Advisers · CRD # 169895 · Approved
- ST. DENIS J. VILLERE & CO., LLCRegistered Investment Advisers · CRD # 105159 · LA · Approved
- ST. GERMAIN INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 155186 · MA · Approved
- ST. JAMES INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 283880 · NY · Approved
- ST. JAMES INVESTMENT COMPANY, LLCRegistered Investment Advisers · CRD # 124777 · TX · Approved
- ST. JOHN & ASSOCIATES, INC.Registered Investment Advisers · CRD # 124778 · GA · Approved
- ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 169538 · FL · Approved
- ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106999 · MO · Approved