Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SAGEGUARD FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 160266 · TN · Approved
- SAGEHALL MANAGEMENT LPRegistered Investment Advisers · CRD # 314770 · NY · Approved
- SAGENT WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 147890 · CA · Approved
- SAGEOAK FINANCIAL, LLCRegistered Investment Advisers · CRD # 166927 · OK · Approved
- SAGEONE INVESTMENT MANAGERS LLPRegistered Investment Advisers · CRD # 285454 · Approved
- SAGEPOINT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 339742 · TN · Approved
- SAGESPRING WEALTH PARTNERSRegistered Investment Advisers · CRD # 283515 · TN · Approved
- SAGEVIEW CAPITAL LPRegistered Investment Advisers · CRD # 159560 · CT · Approved
- SAGEWIND CAPITAL LLCRegistered Investment Advisers · CRD # 288855 · NY · Approved
- SAGEWOOD ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 281548 · NY · Approved
- SAGEWOOD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339800 · NY · Approved
- SAGIL CAPITAL LLPExempt Reporting Advisers · CRD # 160550 · ERA - Active
- SAGONA CAPITAL, INC.Exempt Reporting Advisers · CRD # 291790 · PA · ERA - Active
- SAHARA INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 341135 · NV · Approved
- SAINTS CAPITAL SERVICES, LLCRegistered Investment Advisers · CRD # 161723 · Approved
- SAIPH CAPITAL, LLCRegistered Investment Advisers · CRD # 312119 · NJ · Approved
- SAKONNET POINT CAPITAL, LPExempt Reporting Advisers · CRD # 331272 · NY · ERA - Active
- SALEM INVESTMENT COUNSELORS INCRegistered Investment Advisers · CRD # 104855 · NC · Approved
- SALEM PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131359 · CA · Approved
- SALI FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124235 · TX · Approved
- SALIENCE CAPITAL PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336425 · CA · ERA - Active
- SALIENT ADVISORS, L.P.Registered Investment Advisers · CRD # 122833 · TX · Approved
- SALLYPORT PARTNERS INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 327533 · TX · Approved
- SALOMON AND LUDWIN, LLCRegistered Investment Advisers · CRD # 292456 · VA · Approved
- SALT FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 316587 · ERA - Active
- SALTBOX FINANCIAL LLCRegistered Investment Advisers · CRD # 130882 · NH · Approved
- SALTMARSH FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 132248 · FL · Approved
- SALTOUN CAPITAL PARTNERS MANAGEMENT LLCExempt Reporting Advisers · CRD # 313035 · NY · ERA - Active
- SALUDA GRADE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 304725 · NY · Approved
- SALUS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 329882 · Approved
- SALVINI, BROOKE ALISONRegistered Investment Advisers · CRD # 138087 · Approved
- SALVUS CAPITAL MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 343986 · CO · ERA - Active
- SALVUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171986 · NJ · Approved
- SAM ADVISORS, LLCRegistered Investment Advisers · CRD # 108685 · CA · Approved
- SAMALIN INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 142214 · NY · Approved
- SAMARA ALPHA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 331648 · ERA - Active
- SAMARA CAPITAL GT IM, LPExempt Reporting Advisers · CRD # 339859 · NY · ERA - Active
- SAMARA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 162273 · ERA - Active
- SAMARA INDIA ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 162275 · ERA - Active
- SAMARA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336178 · OR · Approved
- SAMEEKSHA INVESTMENT MANAGERS LLPExempt Reporting Advisers · CRD # 331981 · ERA - Active
- SAMENA CAPITAL INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 169740 · ERA - Active
- SAMI CAPITAL, LLCExempt Reporting Advisers · CRD # 334547 · ERA - Active
- SAMJO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326808 · NY · Approved
- SAMLYN CAPITAL, LLCRegistered Investment Advisers · CRD # 158296 · NY · Approved
- SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321109 · IA · Approved
- SAMRISON CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 328576 · CT · ERA - Active
- SAMSARA BIOCAPITAL, LLCRegistered Investment Advisers · CRD # 288114 · Approved
- SAMSON CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318308 · TX · ERA - Active
- SAMSON ROCK CAPITAL LLPExempt Reporting Advisers · CRD # 304121 · ERA - Active