Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SPECIALIZED RETIREMENT CONSULTANTS LLCRegistered Investment Advisers · CRD # 317027 · Approved
- SPECTRA INVESTIMENTOS LTDA.Exempt Reporting Advisers · CRD # 305178 · ERA - Active
- SPECTRA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288145 · FL · Approved
- SPECTRUM ADVISORS, INC.Registered Investment Advisers · CRD # 114805 · TX · Approved
- SPECTRUM ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 111007 · CA · Approved
- SPECTRUM ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 300463 · CT · Approved
- SPECTRUM EQUITY MANAGEMENT, INC.Registered Investment Advisers · CRD # 160619 · MA · Approved
- SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.Registered Investment Advisers · CRD # 125147 · KY · Approved
- SPECTRUM FINANCIAL INCRegistered Investment Advisers · CRD # 105618 · VA · Approved
- SPECTRUM FINANCIAL RESOURCES, LLCRegistered Investment Advisers · CRD # 127453 · MI · Approved
- SPECTRUM GROUP MANAGEMENT LLCExempt Reporting Advisers · CRD # 157363 · NY · ERA - Active
- SPECTRUM INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 108669 · WI · Approved
- SPECTRUM PLANNING & ADVISORY SERVICES INC.Registered Investment Advisers · CRD # 170093 · CA · Approved
- SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138347 · OR · Approved
- SPECTRUM WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 298632 · CA · Approved
- SPEECE THORSON CAPITAL GROUP INCRegistered Investment Advisers · CRD # 106052 · MN · Approved
- SPEEDINVEST GMBHExempt Reporting Advisers · CRD # 316774 · ERA - Active
- SPEEDUP LTDExempt Reporting Advisers · CRD # 314119 · ERA - Active
- SPELL CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 162258 · MN · ERA - Active
- SPENCER VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 332047 · NY · ERA - Active
- SPENDVEST CORPRegistered Investment Advisers · CRD # 339469 · Approved
- SPERO MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 329143 · CA · ERA - Active
- SPEYSIDE EQUITY ADVISERS LLCRegistered Investment Advisers · CRD # 325765 · MI · Approved
- SPEYSIDE FUND ADVISERS LLCExempt Reporting Advisers · CRD # 282503 · MI · ERA - Active
- SPF INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 299036 · NY · Approved
- SPG ADVISORS LLCRegistered Investment Advisers · CRD # 284496 · WA · Approved
- SPHERA FUNDS MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 312614 · ERA - Active
- SPHERA GLOBAL HEALTHCARE MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 172608 · ERA - Active
- SPHINX INVESTMENTS LLCRegistered Investment Advisers · CRD # 327836 · Approved
- SPICE EXPEDITIONS, LPRegistered Investment Advisers · CRD # 333626 · CT · Approved
- SPICE VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 317852 · ERA - Active
- SPICEWOOD MINERAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310323 · TX · Approved
- SPIDER CAPITAL PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 282546 · CA · ERA - Active
- SPIDER MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 149343 · VA · Approved
- SPIDERROCK ADVISORS, LLCRegistered Investment Advisers · CRD # 171992 · IL · Approved
- SPIEGELMAN WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 336637 · CA · Approved
- SPIELBERGER & BROOKS, INC.Registered Investment Advisers · CRD # 147197 · NY · Approved
- SPINDLETOP CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162387 · TX · ERA - Active
- SPINNAKER INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 283414 · CA · Approved
- SPINOSA WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 170903 · LA · Approved
- SPIRE ATLAS STUDIO, LLCExempt Reporting Advisers · CRD # 339462 · ERA - Active
- SPIRE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161581 · NY · Approved
- SPIRE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113908 · VA · Approved
- SPIREPOINT PRIVATE CLIENT, LLCRegistered Investment Advisers · CRD # 327350 · FL · Approved
- SPIRIT OF AMERICA MANAGEMENT CORPRegistered Investment Advisers · CRD # 110023 · NY · Approved
- SPIRIT WEST ADVISORS, LLCRegistered Investment Advisers · CRD # 285314 · AZ · Approved
- SPIVAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125714 · CT · Approved
- SPLIT CREEK LLCRegistered Investment Advisers · CRD # 319437 · Approved
- SPLIT ROCK PARTNERS, LLCExempt Reporting Advisers · CRD # 161766 · MN · ERA - Active
- SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 152003 · MN · Approved