Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOUTHPOINT CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 161754 · NY · Approved
- SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146270 · CT · Approved
- SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 165306 · SC · Approved
- SOUTHWEST INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 312685 · AZ · Approved
- SOUTHWEST MONEY MANAGEMENT INCRegistered Investment Advisers · CRD # 109668 · Approved
- SOUTHWESTERN MONEY MANAGEMENT LLCRegistered Investment Advisers · CRD # 304033 · TX · Approved
- SOUTHWIND ASSOCIATES OF NJ INC.Registered Investment Advisers · CRD # 110371 · Approved
- SOVEREIGN BAY ADVISORS LLCExempt Reporting Advisers · CRD # 337245 · IL · ERA - Active
- SOVEREIGN CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 159947 · ERA - Active
- SOVEREIGN FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 294314 · CT · Approved
- SOVEREIGN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 149040 · AZ · Approved
- SOVEREIGN WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 188524 · TX · Approved
- SOVEREIGN'S CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301879 · GA · Approved
- SOVIERO ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 298418 · NY · Approved
- SOVRAN ADVISORS, LLCRegistered Investment Advisers · CRD # 329415 · CA · Approved
- SOWA FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 107646 · RI · Approved
- SOWELL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 127145 · AR · Approved
- SOZO VENTURES LLCExempt Reporting Advisers · CRD # 288073 · CA · ERA - Active
- SP ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 323369 · CA · Approved
- SP CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 297220 · NY · ERA - Active
- SP FUNDS MANAGEMENT LLCRegistered Investment Advisers · CRD # 340522 · FL · Approved
- SP VENTURES GESTORA DE RECURSOS LTDAExempt Reporting Advisers · CRD # 334712 · ERA - Active
- SPACE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 287867 · NY · Approved
- SPACE SUMMIT CAPITAL LLCExempt Reporting Advisers · CRD # 312613 · ERA - Active
- SPACECADET VENTURES, LLCExempt Reporting Advisers · CRD # 316985 · ERA - Active
- SPACEFARING VENTURES LLCExempt Reporting Advisers · CRD # 342085 · ERA - Active
- SPAHN WEALTH & RETIREMENT LLCRegistered Investment Advisers · CRD # 285932 · AZ · Approved
- SPANOS BARBER JESSE & CO., LLCRegistered Investment Advisers · CRD # 293841 · CA · Approved
- SPAR VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339649 · ERA - Active
- SPARK CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 161231 · MA · ERA - Active
- SPARK EXCHANGE LTDExempt Reporting Advisers · CRD # 338833 · CO · ERA - Active
- SPARK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296914 · VA · Approved
- SPARK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160815 · NY · Approved
- SPARK VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 330397 · ERA - Active
- SPARKLABS GLOBAL VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 330129 · CA · ERA - Active
- SPARKLABS GROUP MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330082 · CA · ERA - Active
- SPARKLABS MANAGEMENT LLCExempt Reporting Advisers · CRD # 330130 · CA · ERA - Active
- SPARKLINE CAPITAL LPRegistered Investment Advisers · CRD # 314364 · Approved
- SPARROW CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106616 · MO · Approved
- SPARROW WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 152670 · FL · Approved
- SPARTA CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 315703 · ERA - Active
- SPARTAN PLANNING & WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166599 · NC · Approved
- SPARTAN WEALTH ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 331719 · MI · Approved
- SPARX ASIA INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 139172 · Approved
- SPARX ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 134747 · Approved
- SPARX ASSET MANAGEMENT KOREA CO., LTD.Registered Investment Advisers · CRD # 338393 · Approved
- SPC MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 157259 · NJ · Approved
- SPEAR ADVISORS LLCRegistered Investment Advisers · CRD # 314594 · Approved
- SPEARHEAD ADMINISTRATIVE SERVICES, LLCRegistered Investment Advisers · CRD # 319289 · DE · Approved
- SPECIALISED RESEARCH (UK) LTDExempt Reporting Advisers · CRD # 331937 · ERA - Active