Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOUND POINT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157479 · NY · Approved
- SOUND POINT CLO C-MOA, LLCRegistered Investment Advisers · CRD # 293256 · NY · Approved
- SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCRegistered Investment Advisers · CRD # 311808 · NY · Approved
- SOUND POINT LUNA LLCRegistered Investment Advisers · CRD # 128132 · NY · Approved
- SOUND POINT MERIDIAN MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 329887 · NY · Approved
- SOUND PORTFOLIO ADVISORS, LLCRegistered Investment Advisers · CRD # 125511 · CT · Approved
- SOUND SHORE MANAGEMENT INCRegistered Investment Advisers · CRD # 112379 · CT · Approved
- SOUND STEWARDSHIP, LLCRegistered Investment Advisers · CRD # 129755 · KS · Approved
- SOUND VIEW WEALTH ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 300927 · GA · Approved
- SOUNDCORE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288749 · NY · Approved
- SOUNDCORE CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 331288 · NY · Approved
- SOUNDPATH RETIREMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 315590 · WA · Approved
- SOUNDVIEW ADVISORS, INC.Registered Investment Advisers · CRD # 114437 · WA · Approved
- SOUNDWATCH CAPITAL, LLCRegistered Investment Advisers · CRD # 173151 · TX · Approved
- SOUNION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170473 · ERA - Active
- SOURCE CAPITAL, LLCRegistered Investment Advisers · CRD # 325758 · GA · Approved
- SOURCEROCK GROUP LLCRegistered Investment Advisers · CRD # 307575 · CO · Approved
- SOUTH AFRICA ALPHA CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 282692 · ERA - Active
- SOUTH BAY FINANCIAL PARTNERS GROUP, INC.Registered Investment Advisers · CRD # 175015 · CA · Approved
- SOUTH BAY PARTNERS LLCExempt Reporting Advisers · CRD # 307534 · CA · ERA - Active
- SOUTH COVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 284554 · Approved
- SOUTH GEORGIA CAPITAL, LLCRegistered Investment Advisers · CRD # 146765 · IL · Approved
- SOUTH LAKEVIEW, LLCRegistered Investment Advisers · CRD # 157240 · Approved
- SOUTH LOOP VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 331484 · TX · ERA - Active
- SOUTH OCEAN MANAGEMENT LTD.Registered Investment Advisers · CRD # 111180 · Approved
- SOUTH PARK COMMONS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297292 · CA · ERA - Active
- SOUTH SHORE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 142915 · MA · Approved
- SOUTH SHORE INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 311450 · MA · Approved
- SOUTH STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 112326 · NY · Approved
- SOUTH TEXAS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283773 · TX · Approved
- SOUTHBRIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 306075 · GA · Approved
- SOUTHCOL ADVISORS, LLCRegistered Investment Advisers · CRD # 308154 · FL · Approved
- SOUTHEAST ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 107588 · GA · Approved
- SOUTHEAST CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 334751 · Approved
- SOUTHEASTERN ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 105276 · TN · Approved
- SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTDRegistered Investment Advisers · CRD # 148494 · Approved
- SOUTHERN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 292275 · TN · Approved
- SOUTHERN CAPITAL GROUP PRIVATE LIMITEDExempt Reporting Advisers · CRD # 167380 · ERA - Active
- SOUTHERN CAPITAL SERVICES, INC.Registered Investment Advisers · CRD # 105582 · AL · Approved
- SOUTHERN CROSS GROUP MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 269925 · ERA - Active
- SOUTHERN CROSS INVESTMENT PARTNERS SL.Exempt Reporting Advisers · CRD # 334400 · ERA - Active
- SOUTHERN EQUITY ADVISORS LLCRegistered Investment Advisers · CRD # 330821 · VI · Approved
- SOUTHERN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 142644 · AL · Approved
- SOUTHERN RIDGES CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 299146 · ERA - Active
- SOUTHERNSUN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 154572 · TN · Approved
- SOUTHFIELD CAPITAL LPRegistered Investment Advisers · CRD # 163023 · CT · Approved
- SOUTHLAND EQUITY PARTNERS, LLC.Registered Investment Advisers · CRD # 154481 · Approved
- SOUTHOCEAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 171580 · FL · Approved
- SOUTHPAW ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 135693 · Approved
- SOUTHPAW CP MANAGER LPRegistered Investment Advisers · CRD # 339218 · TX · Approved