Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOLYCO WEALTH LLCRegistered Investment Advisers · CRD # 314981 · MI · Approved
- SOMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 285419 · Approved
- SOMA EQUITY PARTNERS, LPRegistered Investment Advisers · CRD # 283613 · CA · Approved
- SOMA VENTURES GROUP, LLCExempt Reporting Advisers · CRD # 342903 · CA · ERA - Active
- SOMAR CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 284135 · NY · ERA - Active
- SOMERSET ADVISORY, LLCRegistered Investment Advisers · CRD # 343852 · AL · 120-Day Approval
- SOMERSET GROUP LLCRegistered Investment Advisers · CRD # 160282 · MN · Approved
- SOMNIO FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 174217 · CT · Approved
- SOMPO ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 286479 · Approved
- SONA ASSET MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 334729 · ERA - Active
- SONA ASSET MANAGEMENT (UK) LLPExempt Reporting Advisers · CRD # 300668 · ERA - Active
- SONA ASSET MANAGEMENT (US) LLCRegistered Investment Advisers · CRD # 291738 · NY · Approved
- SONAMU GROUP LPExempt Reporting Advisers · CRD # 324293 · NY · ERA - Active
- SONAS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122547 · MO · Approved
- SONATA CAPITAL GROUP INCRegistered Investment Advisers · CRD # 111277 · WA · Approved
- SONDER CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314021 · CA · ERA - Active
- SONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331656 · NY · Approved
- SONEN CAPITAL LLCRegistered Investment Advisers · CRD # 159461 · CA · Approved
- SONIC GP LLCRegistered Investment Advisers · CRD # 322801 · HI · Approved
- SONNET, LLCRegistered Investment Advisers · CRD # 282882 · TX · Approved
- SONOMA ALLOCATIONS LLCRegistered Investment Advisers · CRD # 335435 · CA · Approved
- SONOMA BRANDS PARTNERS II, LLCRegistered Investment Advisers · CRD # 296285 · CA · Approved
- SONOMA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 308547 · CA · Approved
- SONOMA WEST LLCRegistered Investment Advisers · CRD # 138687 · Approved
- SONY VENTURES CORPORATIONExempt Reporting Advisers · CRD # 321945 · ERA - Active
- SOONER PRIVATE FINANCIAL LLCRegistered Investment Advisers · CRD # 340648 · NH · 120-Day Approval
- SOOTCHY SECURITIES, LLCRegistered Investment Advisers · CRD # 307621 · Approved
- SOPHIS INVESTMENTS LLCRegistered Investment Advisers · CRD # 170391 · NY · Approved
- SOPHRON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 331387 · NJ · Approved
- SORA INVESTORS LLCRegistered Investment Advisers · CRD # 317257 · PA · Approved
- SORENSON IMPACT ADVISORY, LLCRegistered Investment Advisers · CRD # 324124 · UT · Approved
- SOROBAN CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 157360 · NY · Approved
- SORTIS FUND MANAGER, LLCRegistered Investment Advisers · CRD # 315584 · OR · Approved
- SORYN IP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327452 · NJ · Approved
- SOSV INVESTMENTS LLCExempt Reporting Advisers · CRD # 284976 · NJ · ERA - Active
- SOUDERS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296780 · OH · Approved
- SOUL VENTURES GROUP HOLDINGS LIMITEDExempt Reporting Advisers · CRD # 342510 · ERA - Active
- SOULENCE WEALTH MANAGEMENT II LLCRegistered Investment Advisers · CRD # 340580 · UT · Approved
- SOUND & SECURE ADVISORS LLCRegistered Investment Advisers · CRD # 322514 · Approved
- SOUND ADVISORY, LLCRegistered Investment Advisers · CRD # 328213 · Approved
- SOUND CAPITAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 311034 · Approved
- SOUND DEVELOPMENT, LLCExempt Reporting Advisers · CRD # 283211 · CA · ERA - Active
- SOUND FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 122670 · NC · Approved
- SOUND FINANCIAL STRATEGIES GROUP, LLCRegistered Investment Advisers · CRD # 286261 · MS · Approved
- SOUND FINANCIAL, LLCRegistered Investment Advisers · CRD # 292271 · Approved
- SOUND FUTURES LLCRegistered Investment Advisers · CRD # 340439 · Approved
- SOUND INCOME STRATEGIES, LLCRegistered Investment Advisers · CRD # 173272 · FL · Approved
- SOUND INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 107438 · OR · Approved
- SOUND LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 306332 · Approved
- SOUND MARK PARTNERS, LLCRegistered Investment Advisers · CRD # 169037 · CT · Approved