Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOCORRO ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 304401 · TX · Approved
- SODERLING CAPITAL LLCExempt Reporting Advisers · CRD # 307053 · ERA - Active
- SOFI WEALTH LLCRegistered Investment Advisers · CRD # 167958 · CA · Approved
- SOFINNOVA INVESTMENTS, INC.Registered Investment Advisers · CRD # 160297 · CA · Approved
- SOFINNOVA PARTNERS SASExempt Reporting Advisers · CRD # 164104 · ERA - Active
- SOFTBANK, INC.Exempt Reporting Advisers · CRD # 163118 · MA · ERA - Active
- SOFTVEST ADVISORS, LLCRegistered Investment Advisers · CRD # 300084 · TX · Approved
- SOHO SQUARE CAPITAL LLPExempt Reporting Advisers · CRD # 304770 · ERA - Active
- SOHO SQUARE CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 338860 · ERA - Active
- SOHRA PEAK INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 338819 · NY · ERA - Active
- SOJA VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 343195 · NY · ERA - Active
- SOJE CAPITAL, LLCExempt Reporting Advisers · CRD # 164555 · ERA - Active
- SOJOURNER CONSUMER PARTNERS, LP.Exempt Reporting Advisers · CRD # 324770 · NJ · ERA - Active
- SOLA IMPACT GROUP, LLCRegistered Investment Advisers · CRD # 313748 · CA · Approved
- SOLACE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 175319 · CA · Approved
- SOLAMERE CAPITAL, LLCRegistered Investment Advisers · CRD # 156902 · MA · Approved
- SOLANO WEALTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 322037 · CA · Approved
- SOLARI CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343312 · NY · ERA - Active
- SOLARIS CAPITAL ADVISORS (HK) LIMITEDExempt Reporting Advisers · CRD # 307935 · ERA - Active
- SOLAS BIOVENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322344 · TN · Approved
- SOLAS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159962 · CT · Approved
- SOLASTA NEXUS, INC.Exempt Reporting Advisers · CRD # 343518 · CA · ERA - Active
- SOLASTA VENTURES, INC.Exempt Reporting Advisers · CRD # 305520 · MA · ERA - Active
- SOLE SHIPPING SO GP II LIMITEDExempt Reporting Advisers · CRD # 296920 · ERA - Active
- SOLE SHIPPING SO GP III LIMITEDExempt Reporting Advisers · CRD # 306197 · ERA - Active
- SOLE SHIPPING SO GP IV LIMITEDExempt Reporting Advisers · CRD # 341937 · ERA - Active
- SOLE SOURCE CAPITAL LLCRegistered Investment Advisers · CRD # 290032 · TX · Approved
- SOLEL PARTNERS LPRegistered Investment Advisers · CRD # 305424 · MA · Approved
- SOLENE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343997 · ERA - Active
- SOLERA CAPITAL, LLCExempt Reporting Advisers · CRD # 160330 · NY · ERA - Active
- SOLEUS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 294459 · CT · Approved
- SOLID POINT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 323093 · Approved
- SOLID STATE WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 343436 · 120-Day Approval
- SOLIDARITY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322596 · UT · Approved
- SOLIDARITY WEALTH, LLCRegistered Investment Advisers · CRD # 315843 · UT · Approved
- SOLIST WEALTH, LLCRegistered Investment Advisers · CRD # 329317 · FL · Approved
- SOLITUDE FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 150348 · VA · Approved
- SOLIVERA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 338339 · ERA - Active
- SOLLINDA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 321742 · FL · Approved
- SOLOMAN HILL I LLCRegistered Investment Advisers · CRD # 282237 · Approved
- SOLOMON API LLCRegistered Investment Advisers · CRD # 159471 · FL · Approved
- SOLOMON HESS SBA MANAGEMENT LLCRegistered Investment Advisers · CRD # 158481 · VA · Approved
- SOLPACIFIC, LLCRegistered Investment Advisers · CRD # 315184 · MN · Approved
- SOLSTEIN CAPITAL, LLCRegistered Investment Advisers · CRD # 157888 · CA · Approved
- SOLSTICE GUARD CAPITAL LLCRegistered Investment Advisers · CRD # 342641 · MO · 120-Day Approval
- SOLTIS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 154690 · UT · Approved
- SOLUM PARTNERS LPRegistered Investment Advisers · CRD # 310213 · MA · Approved
- SOLUS ALTERNATIVE ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 144155 · NJ · Approved
- SOLUTIONS 4 WEALTH, LTDRegistered Investment Advisers · CRD # 143248 · TX · Approved
- SOLYCO CAPITAL LLCRegistered Investment Advisers · CRD # 338113 · MI · Approved