Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SMBC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 109691 · NY · Approved
- SMEAD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 143567 · AZ · Approved
- SMEDLEY FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110870 · UT · Approved
- SMH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 108344 · TX · Approved
- SMI ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 137872 · IN · Approved
- SMITH & CO ADVISORY LLCRegistered Investment Advisers · CRD # 333042 · TN · Approved
- SMITH & HOWARD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109540 · GA · Approved
- SMITH AFFILIATED CAPITAL CORPRegistered Investment Advisers · CRD # 107675 · NY · Approved
- SMITH ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 127684 · FL · Approved
- SMITH BROTHERS FINANCIAL, LLCRegistered Investment Advisers · CRD # 322951 · CT · Approved
- SMITH BRUER ADVISORS, LLCRegistered Investment Advisers · CRD # 284508 · FL · Approved
- SMITH CAPITAL INVESTORS, LLCRegistered Investment Advisers · CRD # 294402 · CO · Approved
- SMITH FINANCIAL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 154022 · IN · Approved
- SMITH GROUP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313265 · TX · Approved
- SMITH MOORE & CO.Registered Investment Advisers · CRD # 3441 · MO · Approved
- SMITH PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112231 · NC · Approved
- SMITH POINT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327303 · CA · ERA - Active
- SMITH SHELLNUT WILSON LLCRegistered Investment Advisers · CRD # 106235 · MS · Approved
- SMITH THORNTON ADVISORS, LLCRegistered Investment Advisers · CRD # 312537 · AL · Approved
- SMITH W B & CO INCRegistered Investment Advisers · CRD # 105917 · Approved
- SMITH, BRIAN DAVIDRegistered Investment Advisers · CRD # 121757 · SC · Approved
- SMITH, BROWN & GROOVER, INC.Registered Investment Advisers · CRD # 1329 · GA · Approved
- SMITH, SALLEY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 129614 · NC · Approved
- SMITHBRIDGE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 106261 · PA · Approved
- SMITHR CAPITAL INCExempt Reporting Advisers · CRD # 340284 · TX · ERA - Active
- SMOAK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 293805 · CO · ERA - Active
- SMP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162653 · Approved
- SMP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 315300 · Approved
- SNAK VENTURE PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333773 · ERA - Active
- SNAPDRAGON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 297989 · Approved
- SNIDER RETIREMENT STRATEGIES, INC.Registered Investment Advisers · CRD # 117392 · WA · Approved
- SNOW CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343045 · PA · ERA - Active
- SNOW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131068 · Approved
- SNOW PEAK CAPITAL, LLCRegistered Investment Advisers · CRD # 321648 · CO · Approved
- SNOW PHIPPS GROUP, LLCRegistered Investment Advisers · CRD # 158024 · NY · Approved
- SNOWCAP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146883 · TX · Approved
- SNOWDEN CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 157299 · NY · Approved
- SNOWHAWK LPRegistered Investment Advisers · CRD # 325176 · NY · Approved
- SNOWPOINT VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325382 · FL · ERA - Active
- SNOWWATER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 311790 · Approved
- SNR VENTURES MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 282706 · WA · ERA - Active
- SNYDER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290450 · MD · Approved
- SNYDER CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 108518 · CA · Approved
- SOA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 310448 · NY · Approved
- SOAPSTONE MANAGEMENT L.P.Registered Investment Advisers · CRD # 162936 · MD · Approved
- SOARING INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305273 · OR · Approved
- SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLCRegistered Investment Advisers · CRD # 309110 · Approved
- SOCIAL LEVERAGE ADVISORS, LLCRegistered Investment Advisers · CRD # 292690 · AZ · Approved
- SOCIALTRADER.AI INC.Registered Investment Advisers · CRD # 326985 · CA · Approved
- SOCIETY HILL CAPITAL ADVISOR, LLCExempt Reporting Advisers · CRD # 343633 · FL · ERA - Active