Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SKYRIVER CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 332665 · ERA - Active
- SKYSX GLOBAL LIMITEDExempt Reporting Advisers · CRD # 340153 · CO · ERA - Active
- SKYVIEW FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 310581 · FL · Approved
- SKYVIEW INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 286353 · NJ · Approved
- SKYWARD TRADING LLCRegistered Investment Advisers · CRD # 338032 · Approved
- SL ADVISORS, LLCRegistered Investment Advisers · CRD # 151495 · Approved
- SLAGLE FINANCIAL, LLC.Registered Investment Advisers · CRD # 149976 · IL · Approved
- SLATE ADVISORY SERVICE (US) LLCRegistered Investment Advisers · CRD # 310404 · IL · Approved
- SLATE PATH CAPITAL LPRegistered Investment Advisers · CRD # 164751 · NY · Approved
- SLATE PROPERTY GROUP LLCExempt Reporting Advisers · CRD # 332260 · NY · ERA - Active
- SLATED ANALYTICS, LLCRegistered Investment Advisers · CRD # 281738 · CA · Approved
- SLATER CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 342803 · ERA - Active
- SLATER INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 327135 · Approved
- SLATESTONE WEALTH LLCRegistered Investment Advisers · CRD # 286669 · FL · Approved
- SLAUSON & CO. MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 312396 · ERA - Active
- SLAVIC MUTUAL FUNDS MANAGEMENT CORP.Registered Investment Advisers · CRD # 113833 · FL · Approved
- SLAVIC WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 327929 · FL · Approved
- SLAYTON LEWIS INCRegistered Investment Advisers · CRD # 114596 · UT · Approved
- SLEDGE AND COMPANY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 336314 · NC · Approved
- SLG CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331370 · NY · Approved
- SLIPSTREAM INVESTORS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330744 · ERA - Active
- SLOAN ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 284325 · NY · Approved
- SLOCUM GORDON & CO LLPRegistered Investment Advisers · CRD # 104929 · RI · Approved
- SLOTNIK CAPITAL, LLCRegistered Investment Advisers · CRD # 324251 · TX · Approved
- SLOW CAPITAL, INC.Registered Investment Advisers · CRD # 286688 · CA · Approved
- SLOW VENTURES, LLCExempt Reporting Advisers · CRD # 171144 · CA · ERA - Active
- SLOY DAHL & HOLST HOLDINGS, INCRegistered Investment Advisers · CRD # 310107 · WA · Approved
- SLOY, DAHL & HOLST, LLCRegistered Investment Advisers · CRD # 110102 · WA · Approved
- SLP WEALTH LLCRegistered Investment Advisers · CRD # 325631 · NC · Approved
- SLR CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 146106 · NY · Approved
- SLR SECURED LENDING PARTNERS, LLCRegistered Investment Advisers · CRD # 343062 · NY · 120-Day Approval
- SLT HOLDINGS LLCRegistered Investment Advisers · CRD # 328450 · AZ · Approved
- SLW INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332006 · TX · Approved
- SLW MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 329215 · CA · Approved
- SLWA, LLCRegistered Investment Advisers · CRD # 309506 · CA · Approved
- SMA CAPITAL LLCRegistered Investment Advisers · CRD # 335168 · NY · Approved
- SMALL ENTERPRISE ASSISTANCE FUNDSRegistered Investment Advisers · CRD # 161539 · DC · Approved
- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288663 · NJ · Approved
- SMART MONEY GROUP, LLCRegistered Investment Advisers · CRD # 284187 · TX · Approved
- SMART PORTFOLIOS, LLCRegistered Investment Advisers · CRD # 131342 · WA · Approved
- SMART WEALTH, LLCRegistered Investment Advisers · CRD # 315496 · NE · Approved
- SMARTADVISOR LLCRegistered Investment Advisers · CRD # 319690 · CA · Approved
- SMARTASSET ADVISORS LLCRegistered Investment Advisers · CRD # 307375 · NY · Approved
- SMARTGATEVC LLCExempt Reporting Advisers · CRD # 326021 · CA · ERA - Active
- SMARTHARVEST PORTFOLIOS LLCRegistered Investment Advisers · CRD # 334260 · Approved
- SMARTLEAF ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 172273 · MA · Approved
- SMARTPATH ADVISORS, LLCRegistered Investment Advisers · CRD # 304563 · Approved
- SMARTX ADVISORY SOLUTIONS LLCRegistered Investment Advisers · CRD # 297680 · FL · Approved
- SMASH VENTURES MANAGEMENT COMPANY LPRegistered Investment Advisers · CRD # 299799 · CA · Approved
- SMB FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 154216 · OR · Approved