Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SADDLE POINT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 329856 · NY · Approved
- SADDLEROCK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330801 · NY · Approved
- SADDOCK WEALTH, LLCRegistered Investment Advisers · CRD # 161568 · TX · Approved
- SAF ADVISORS LLCRegistered Investment Advisers · CRD # 284283 · Approved
- SAFANAD INC.Registered Investment Advisers · CRD # 170969 · NY · Approved
- SAFANAD INDUSTRY CAPITAL INTERNET INFRASTRUCTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291959 · NY · ERA - Active
- SAFAR PARTNERS LLCExempt Reporting Advisers · CRD # 305059 · MA · ERA - Active
- SAFE HARBOR ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 124787 · NY · Approved
- SAFE HARBOR FAMILY CAPITAL, LLCRegistered Investment Advisers · CRD # 317547 · NC · Approved
- SAFE HARBOR FIDUCIARY, LLCRegistered Investment Advisers · CRD # 169659 · FL · Approved
- SAFE HARBOR WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 284613 · OH · Approved
- SAFEBRIDGE LLCRegistered Investment Advisers · CRD # 289485 · Approved
- SAFEGUARD INVESTMENT ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 146132 · CA · Approved
- SAFFORD NICHOLAS H & CO INCRegistered Investment Advisers · CRD # 104740 · MA · Approved
- SAFIR WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 285848 · Approved
- SAFIRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 290142 · Approved
- SAFRAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 152161 · NY · Approved
- SAFS, LLCRegistered Investment Advisers · CRD # 144405 · PA · Approved
- SAG HARBOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161490 · NY · Approved
- SAGA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330717 · TX · ERA - Active
- SAGACE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307212 · FL · Approved
- SAGARD HOLDINGS MANAGER (US) LLCRegistered Investment Advisers · CRD # 322374 · NY · Approved
- SAGARD HOLDINGS MANAGER LPRegistered Investment Advisers · CRD # 304924 · Approved
- SAGARD SASExempt Reporting Advisers · CRD # 162504 · ERA - Active
- SAGE ADVISORS, LLCRegistered Investment Advisers · CRD # 148964 · NY · Approved
- SAGE ADVISORS, LLCRegistered Investment Advisers · CRD # 301328 · WA · Approved
- SAGE ADVISORY SERVICES LTD CORegistered Investment Advisers · CRD # 106236 · TX · Approved
- SAGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 136577 · SD · Approved
- SAGE CAPITAL LLCExempt Reporting Advisers · CRD # 288430 · MO · ERA - Active
- SAGE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108547 · Approved
- SAGE EQUITY PARTNERS, LPExempt Reporting Advisers · CRD # 289255 · TX · ERA - Active
- SAGE FINANCIAL ADVISORS INC.Registered Investment Advisers · CRD # 116933 · AZ · Approved
- SAGE FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 116574 · PA · Approved
- SAGE FINANCIAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 143562 · VA · Approved
- SAGE HILL ADVISORY AND MANAGEMENT LLCRegistered Investment Advisers · CRD # 149365 · NY · Approved
- SAGE HILL CAPITAL L.L.C.Registered Investment Advisers · CRD # 155016 · MI · Approved
- SAGE HOSPITALITY INVESTMENT ADVISOR LLCExempt Reporting Advisers · CRD # 324131 · CO · ERA - Active
- SAGE INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 304559 · NY · Approved
- SAGE INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 116907 · TN · Approved
- SAGE MOUNTAIN ADVISORS, LLCRegistered Investment Advisers · CRD # 298593 · GA · Approved
- SAGE PARTNERS LIMITEDExempt Reporting Advisers · CRD # 309639 · ERA - Active
- SAGE PRIVATE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 173399 · IL · Approved
- SAGE RESIDENTIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 315039 · NJ · Approved
- SAGE RHINO CAPITAL LLCRegistered Investment Advisers · CRD # 290148 · CA · Approved
- SAGE STONE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 155477 · CA · Approved
- SAGE TREE WEALTH, INC.Registered Investment Advisers · CRD # 298951 · NY · Approved
- SAGE WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 300747 · TX · Approved
- SAGE, RUTTY & CO., INC.Registered Investment Advisers · CRD # 3254 · NY · Approved
- SAGEBROADVIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126472 · CT · Approved
- SAGEFIELD INVESTMENT GROUP LPRegistered Investment Advisers · CRD # 312019 · TX · Approved