Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SHORE POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 296848 · NJ · Approved
- SHOREBIRD CAPITAL, LPRegistered Investment Advisers · CRD # 285437 · TX · Approved
- SHOREBRIDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290660 · NJ · Approved
- SHORECLIFF ASSET MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 324111 · CA · Approved
- SHOREHAVEN WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 308026 · NJ · Approved
- SHOREHILL CAPITAL LLCRegistered Investment Advisers · CRD # 286004 · IL · Approved
- SHORELINE CAPITAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 161466 · Approved
- SHORELINE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 301128 · FL · Approved
- SHORENSTEIN INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 328584 · CA · Approved
- SHOREVEST PARTNERS, LTD.Registered Investment Advisers · CRD # 284681 · Approved
- SHOREVIEW INDUSTRIES V, LLCRegistered Investment Advisers · CRD # 156686 · MN · Approved
- SHOREWIND CAPITAL LLCExempt Reporting Advisers · CRD # 317255 · CA · ERA - Active
- SHORT CLIFFS CAPITAL LLCExempt Reporting Advisers · CRD # 339581 · NJ · ERA - Active
- SHOTEN CAPITAL LPRegistered Investment Advisers · CRD # 339620 · TX · Approved
- SHOTWELL RUTTER BAER INCRegistered Investment Advisers · CRD # 122789 · MI · Approved
- SHP WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174697 · MA · Approved
- SHREWSBURY RIVER CAPITAL LPRegistered Investment Advisers · CRD # 289785 · NJ · Approved
- SHRIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332673 · CA · Approved
- SHRUG, LLCExempt Reporting Advisers · CRD # 313323 · ERA - Active
- SHUFRO, ROSE & CO., LLCRegistered Investment Advisers · CRD # 3403 · NY · Approved
- SHULMAN DEMEO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142897 · NY · Approved
- SHUM FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 285426 · CA · Approved
- SHUSTER ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 170233 · CA · Approved
- SHUTTLEWORTH & COMPANYRegistered Investment Advisers · CRD # 121382 · OH · Approved
- SHV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172512 · CA · ERA - Active
- SHVMS, LLCExempt Reporting Advisers · CRD # 160280 · TX · ERA - Active
- SI INVESTMENT MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 334818 · ERA - Active
- SIBILLA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 162720 · NY · ERA - Active
- SICART ASSOCIATES, LLCRegistered Investment Advisers · CRD # 285275 · NY · Approved
- SIDAMLAK INVESTMENTS LLCExempt Reporting Advisers · CRD # 325512 · ERA - Active
- SIDDHI CAPITAL, LLCRegistered Investment Advisers · CRD # 314493 · ID · Approved
- SIDELINE GROUP, LLCExempt Reporting Advisers · CRD # 337813 · NY · ERA - Active
- SIDEPOCKET INCRegistered Investment Advisers · CRD # 312031 · CA · Approved
- SIDEREAL CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 320766 · NJ · ERA - Active
- SIDKA, LLCExempt Reporting Advisers · CRD # 323581 · ERA - Active
- SIDOXIA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145969 · CA · Approved
- SIDUS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160406 · NY · Approved
- SIEBEN WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315368 · Approved
- SIEBERT ADVISORNXT, LLC.Registered Investment Advisers · CRD # 288572 · NY · Approved
- SIEGFRIED ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 343066 · ERA - Active
- SIENA CAPITAL PARTNERS GP, LLCRegistered Investment Advisers · CRD # 162073 · IL · Approved
- SIERRA CAPITAL LLCRegistered Investment Advisers · CRD # 110129 · FL · Approved
- SIERRA CREST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 300069 · NY · Approved
- SIERRA FINANCIAL ADVISORY INCORPORATEDRegistered Investment Advisers · CRD # 130934 · Approved
- SIERRA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106615 · CA · Approved
- SIERRA INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 110954 · CA · Approved
- SIERRA OCEAN, LLCRegistered Investment Advisers · CRD # 313829 · CA · Approved
- SIERRA PACIFIC PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 131738 · CA · Approved
- SIERRA SUMMIT ADVISORS LLCRegistered Investment Advisers · CRD # 328151 · Approved
- SIERRA VENTURES MANAGEMENT III, L.L.C.Exempt Reporting Advisers · CRD # 163849 · CA · ERA - Active