Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109013 · RI · Approved
- SHEETS SMITH WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 105710 · NC · Approved
- SHEFFIELD ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 137065 · IL · Approved
- SHELLBACK CAPITAL, LPRegistered Investment Advisers · CRD # 169642 · MA · Approved
- SHELLMAN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316579 · FL · Approved
- SHELTER GROWTH CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170685 · CT · Approved
- SHELTER ROCK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142739 · NY · Approved
- SHELTER WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 170655 · TX · Approved
- SHELTON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312686 · TX · Approved
- SHENANDOAH ENERGY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332901 · CO · Approved
- SHENKMAN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 112192 · NY · Approved
- SHENZHEN BRIGHT PRIVATE EQUITY INVESTMENT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 319292 · ERA - Active
- SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 288623 · IN · Approved
- SHEPHERD FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 169093 · MA · Approved
- SHEPHERD KAPLAN KROCHUK, LLCRegistered Investment Advisers · CRD # 127304 · MA · Approved
- SHEPHERD KAPLAN LLCRegistered Investment Advisers · CRD # 128244 · MA · Approved
- SHEPHERD STREET ADVISORS LLCRegistered Investment Advisers · CRD # 306021 · CA · Approved
- SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 312695 · OH · Approved
- SHERBORNE INVESTORS MANAGEMENT LPRegistered Investment Advisers · CRD # 160178 · NY · Approved
- SHERCLAR, INCRegistered Investment Advisers · CRD # 166812 · NC · Approved
- SHERIDAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156705 · Approved
- SHERIDAN CP, LPRegistered Investment Advisers · CRD # 299035 · IL · Approved
- SHERIDAN PRODUCTION PARTNERS MANAGER III, LLCRegistered Investment Advisers · CRD # 310572 · TX · Approved
- SHERMAN ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 170861 · CA · Approved
- SHERMAN STREET CAPITAL LLCExempt Reporting Advisers · CRD # 341170 · NY · ERA - Active
- SHERMAN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281093 · MD · Approved
- SHEROW MANAGEMENT, LLCExempt Reporting Advisers · CRD # 169199 · ERA - Active
- SHERPA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336739 · Approved
- SHERPA HEALTHCARE FUND I GP, LTD.Exempt Reporting Advisers · CRD # 308599 · ERA - Active
- SHERPA HEALTHCARE FUND II GP, LTD.Exempt Reporting Advisers · CRD # 315996 · ERA - Active
- SHERPA HEALTHCARE PARTNERS CO., LTD.Exempt Reporting Advisers · CRD # 306831 · ERA - Active
- SHERRILL & HUTCHINS FINANCIAL ADVISORY INCRegistered Investment Advisers · CRD # 105302 · GA · Approved
- SHERWOOD FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 301329 · CA · Approved
- SHFP, LLCRegistered Investment Advisers · CRD # 171571 · Approved
- SHI SANCHEZ CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342381 · CA · ERA - Active
- SHIELD CAPITAL, LLCExempt Reporting Advisers · CRD # 317447 · CA · ERA - Active
- SHIELD WEALTH ADVISORS, LLC.Registered Investment Advisers · CRD # 309538 · NY · Approved
- SHIKHARA CAPITAL (HONG KONG) PRIVATE LIMITED (COMPANY)Registered Investment Advisers · CRD # 332188 · Approved
- SHIKHARA INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 329963 · NY · Approved
- SHIKIAR ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107533 · NY · Approved
- SHIMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 320929 · CA · Approved
- SHINE CAPITAL, LLCExempt Reporting Advisers · CRD # 311659 · NY · ERA - Active
- SHINING ROCK ADVISORS LLCRegistered Investment Advisers · CRD # 311295 · NC · Approved
- SHINKA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 334322 · ERA - Active
- SHIPROCK CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 330086 · ERA - Active
- SHIRA RIDGE WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 117627 · CA · Approved
- SHL CAPITAL, LLCExempt Reporting Advisers · CRD # 310333 · ERA - Active
- SHOKER INVESTMENT COUNSEL INC.Registered Investment Advisers · CRD # 107857 · Approved
- SHOPE FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 144056 · NY · Approved
- SHORE CAPITAL PARTNERS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 166745 · IL · Approved