Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SGL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 145167 · MT · Approved
- SGROI WEALTH ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 289764 · NY · Approved
- SH FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325479 · ERA - Active
- SHADE TREE ADVISORS LLCRegistered Investment Advisers · CRD # 289905 · NY · Approved
- SHADOW LAKE PARTNERS, LLCExempt Reporting Advisers · CRD # 325186 · FL · ERA - Active
- SHADOW VENTURES, LLCExempt Reporting Advisers · CRD # 325022 · GA · ERA - Active
- SHADOWBOX LOGISTICS, LLCRegistered Investment Advisers · CRD # 342272 · NY · 120-Day Approval
- SHADOWFALL CAPITAL & RESEARCH LLPRegistered Investment Advisers · CRD # 300174 · Approved
- SHADOWRIDGE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162066 · TX · Approved
- SHAFFER CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 150106 · OH · Approved
- SHAH CAPITAL MANAGEMENT, INCRegistered Investment Advisers · CRD # 133941 · NC · Approved
- SHAH WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 340644 · CA · Approved
- SHAKED CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 297030 · FL · ERA - Active
- SHAKER FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 121534 · MD · Approved
- SHAKER INVESTMENTS, L.L.C.Registered Investment Advisers · CRD # 119135 · OH · Approved
- SHAKER SQUARE ADVISORS, LLCExempt Reporting Advisers · CRD # 344743 · ERA - Active
- SHAKESPEARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111950 · WI · Approved
- SHAKTI CAPITAL, LLCExempt Reporting Advisers · CRD # 315201 · CA · ERA - Active
- SHAMROCK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 153100 · CA · Approved
- SHANGBAY CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312767 · CA · ERA - Active
- SHANGHAI CHANG LING CHONG LUAN CONSULTING LIMITEDExempt Reporting Advisers · CRD # 308068 · ERA - Active
- SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 170015 · Approved
- SHANGHAI GOKU TECHNOLOGIES LIMITEDExempt Reporting Advisers · CRD # 329355 · ERA - Active
- SHANGHAI SHENYI INVESTMENT CO LTDExempt Reporting Advisers · CRD # 288228 · ERA - Active
- SHANKERVALLEAU WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 117527 · IL · Approved
- SHANKLAND FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 139562 · Approved
- SHANNON RIVER FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161538 · NY · Approved
- SHANNON T. PITNER AND COMPANYRegistered Investment Advisers · CRD # 311853 · FL · Approved
- SHAOLIN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 300095 · FL · Approved
- SHAPERS TM LDAExempt Reporting Advisers · CRD # 336435 · ERA - Active
- SHAPIRO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105581 · GA · Approved
- SHAPIRO FINANCIAL SECURITY GROUP, INC.Registered Investment Advisers · CRD # 120801 · NJ · Approved
- SHAREBUILDER ADVISORS, LLCRegistered Investment Advisers · CRD # 300537 · WA · Approved
- SHARED VISION WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 325000 · Approved
- SHARENETT INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 307176 · NY · ERA - Active
- SHARIAPORTFOLIO, INC.Registered Investment Advisers · CRD # 173937 · FL · Approved
- SHARKEY HOWES & JAVER INCRegistered Investment Advisers · CRD # 106050 · CO · Approved
- SHARP WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 289325 · PA · Approved
- SHARPE ADVISORS, LLCRegistered Investment Advisers · CRD # 338664 · NY · Approved
- SHARPEPOINT, LLCRegistered Investment Advisers · CRD # 290719 · AZ · Approved
- SHARPER & GRANITE LLCRegistered Investment Advisers · CRD # 136719 · CA · Approved
- SHARPVUE CAPITAL, LLCRegistered Investment Advisers · CRD # 304746 · NC · Approved
- SHASTA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162676 · ERA - Active
- SHAWSPRING PARTNERS, LLCRegistered Investment Advisers · CRD # 172766 · MA · Approved
- SHAYNE & JACOBS, LLCRegistered Investment Advisers · CRD # 109423 · TN · Approved
- SHD MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170651 · TX · ERA - Active
- SHE DDF1 MANAGER LLCRegistered Investment Advisers · CRD # 305314 · FL · Approved
- SHEA, BRIAN MICHAELRegistered Investment Advisers · CRD # 125606 · Approved
- SHEARWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 115399 · CO · Approved
- SHECHINA VENTURES LLCExempt Reporting Advisers · CRD # 331989 · ERA - Active