Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- RAPTOR CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 161118 · MA · ERA - Active
- RARE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 341500 · TN · Approved
- RARE WOLF CAPITAL LLCRegistered Investment Advisers · CRD # 334465 · WA · Approved
- RAREVIEW CAPITAL LLCRegistered Investment Advisers · CRD # 284474 · NV · Approved
- RASP WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 328248 · Approved
- RATAN CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 160440 · FL · Approved
- RATHBONES INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 124925 · Approved
- RATHER & KITTRELL, INC.Registered Investment Advisers · CRD # 114885 · TN · Approved
- RATIO VENTURES ASIA LPExempt Reporting Advisers · CRD # 325006 · ERA - Active
- RATIONAL ADVISORS, INC.Registered Investment Advisers · CRD # 111452 · PR · Approved
- RATIONAL INVESTMENT GROUP, LLCExempt Reporting Advisers · CRD # 286048 · MA · ERA - Active
- RATIONAL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163057 · Approved
- RATIONALWAVE ASSOCIATES CORP.Exempt Reporting Advisers · CRD # 160515 · NY · ERA - Active
- RATSON ADVISORY LLCRegistered Investment Advisers · CRD # 330091 · NY · Approved
- RAUB BROCK CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 153994 · CA · Approved
- RAVELIN CAPITAL, LLCExempt Reporting Advisers · CRD # 328288 · ERA - Active
- RAVEN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 164755 · NY · Approved
- RAVEN CREDIT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331556 · NY · Approved
- RAVEN MUSIC PARTNERS LLCRegistered Investment Advisers · CRD # 332058 · FL · Approved
- RAVENSTONE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 338898 · Approved
- RAVENSWOOD PARTNERS LPRegistered Investment Advisers · CRD # 327106 · VA · Approved
- RAYBURN WEST FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 145264 · TN · Approved
- RAYLIANT INVESTMENT RESEARCHRegistered Investment Advisers · CRD # 306119 · CA · Approved
- RAYMOND JAMES (USA) LTDRegistered Investment Advisers · CRD # 25853 · Approved
- RAYMOND JAMES & ASSOCIATES, INC.Registered Investment Advisers · CRD # 705 · FL · Approved
- RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered Investment Advisers · CRD # 149018 · FL · Approved
- RAYS CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 171821 · Approved
- RAZOR APTOS LLCExempt Reporting Advisers · CRD # 332107 · ERA - Active
- RAZOR GP 2 LLCExempt Reporting Advisers · CRD # 332108 · ERA - Active
- RAZOR'S EDGE GP IV, LLCExempt Reporting Advisers · CRD # 333731 · VA · ERA - Active
- RAZOR'S EDGE VENTURES II, LLCExempt Reporting Advisers · CRD # 297288 · VA · ERA - Active
- RAZOR'S EDGE VENTURES III, LLCExempt Reporting Advisers · CRD # 319605 · VA · ERA - Active
- RB CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125678 · NV · Approved
- RBA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291029 · CA · Approved
- RBB TREASURY LLCRegistered Investment Advisers · CRD # 314581 · NY · Approved
- RBC CAPITAL MARKETS, LLCRegistered Investment Advisers · CRD # 31194 · NY · Approved
- RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.Registered Investment Advisers · CRD # 107173 · MN · Approved
- RBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDRegistered Investment Advisers · CRD # 168551 · Approved
- RBC PRIVATE COUNSEL (USA) INC.Registered Investment Advisers · CRD # 109648 · Approved
- RBC ROCHDALE, LLCRegistered Investment Advisers · CRD # 117198 · NY · Approved
- RBC SECURITIES, INC.Registered Investment Advisers · CRD # 103705 · CA · Approved
- RBF CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 164524 · FL · Approved
- RBG CAPITAL LLCRegistered Investment Advisers · CRD # 343318 · AZ · 120-Day Approval
- RBG WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 319486 · TN · Approved
- RBH INFINITY EXCHANGE LTDExempt Reporting Advisers · CRD # 341352 · CO · ERA - Active
- RBI ADVISORS LLCExempt Reporting Advisers · CRD # 336632 · FL · ERA - Active
- RBO & CO, LLCRegistered Investment Advisers · CRD # 112172 · CA · Approved
- RBP INVESTMENT ADVISORS INC.Registered Investment Advisers · CRD # 137830 · Approved
- RBS COLLECTIVE INVESTMENT FUNDS LIMITEDExempt Reporting Advisers · CRD # 163176 · ERA - Active
- RBS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336536 · MI · Approved