Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ROUND TABLE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 307065 · FL · Approved
- ROUND2 INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 326807 · NY · Approved
- ROUNDHILL FINANCIAL INC.Registered Investment Advisers · CRD # 300799 · NY · Approved
- ROUNDSHIELD ADVISORS (UK) LIMITEDExempt Reporting Advisers · CRD # 310267 · ERA - Active
- ROUNDSHIELD PARTNERS LLPExempt Reporting Advisers · CRD # 171982 · ERA - Active
- ROUNDTABLE HEALTHCARE MANAGEMENT, INCRegistered Investment Advisers · CRD # 161235 · IL · Approved
- ROUNDVIEW CAPITAL, LLCRegistered Investment Advisers · CRD # 148083 · NJ · Approved
- ROUTE 20 PRIVATE WEALTH INC.Registered Investment Advisers · CRD # 332581 · FL · Approved
- ROUTE ONE INVESTMENT COMPANY, L.P.Registered Investment Advisers · CRD # 156398 · CA · Approved
- ROUTEBURN CAPITAL LPRegistered Investment Advisers · CRD # 338912 · Approved
- ROVIA ADVISORS LLCRegistered Investment Advisers · CRD # 339115 · Approved
- ROVIN CAPITAL LLCRegistered Investment Advisers · CRD # 152662 · AZ · Approved
- ROW ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168336 · CA · Approved
- ROW MANAGEMENT GMBHExempt Reporting Advisers · CRD # 342514 · ERA - Active
- ROWLAND MILLER + PARTNERS LLCRegistered Investment Advisers · CRD # 226629 · GA · Approved
- ROWLING & ASSOCIATES LLCRegistered Investment Advisers · CRD # 308292 · CA · Approved
- ROXBURY FINANCIAL LLCRegistered Investment Advisers · CRD # 330547 · NJ · Approved
- ROYAL CAPITAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 292217 · Approved
- ROYAL FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 144434 · FL · Approved
- ROYAL HARBOR PARTNERS, LLCRegistered Investment Advisers · CRD # 304735 · TX · Approved
- ROYAL OAK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 290152 · MI · Approved
- ROYAL OAK FINANCIAL GROUPRegistered Investment Advisers · CRD # 166391 · OH · Approved
- ROYAL PALMS CAPITAL, LLCRegistered Investment Advisers · CRD # 135304 · Approved
- ROYAL STREET VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 305797 · UT · ERA - Active
- ROYALE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 281827 · Approved
- ROYALLY FRANK LLCExempt Reporting Advisers · CRD # 343125 · ERA - Active
- ROYALTY PHARMA MANAGER, LLCRegistered Investment Advisers · CRD # 334982 · NY · Approved
- ROYALTY PHARMA SUB-MANAGER, LLCRegistered Investment Advisers · CRD # 335070 · NY · Approved
- ROYCE & ASSOCIATES, LPRegistered Investment Advisers · CRD # 107689 · NY · Approved
- ROZARIO GLOBAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 340320 · NY · ERA - Active
- RP CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 159806 · ERA - Active
- RP INVESTMENT ADVISORS LPExempt Reporting Advisers · CRD # 333687 · ERA - Active
- RP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161569 · NY · Approved
- RPA FINANCIAL, LLCRegistered Investment Advisers · CRD # 294105 · CA · Approved
- RPATA, LLCRegistered Investment Advisers · CRD # 285598 · Approved
- RPC PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 298527 · IL · Approved
- RPD FUND MANAGEMENT LLCRegistered Investment Advisers · CRD # 316867 · Approved
- RPF CAPITAL LLCExempt Reporting Advisers · CRD # 327893 · FL · ERA - Active
- RPG FAMILY WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 158528 · MA · Approved
- RPG INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 172173 · CA · Approved
- RPM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164200 · Approved
- RPM CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 160913 · NY · Approved
- RPM VENTURES III MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 283398 · MI · ERA - Active
- RPO LLCRegistered Investment Advisers · CRD # 318296 · CT · Approved
- RPOA ADVISORS, INC.Registered Investment Advisers · CRD # 157222 · TX · Approved
- RPR FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 316557 · KS · Approved
- RPS ADVISORY SOLUTIONS, LLCRegistered Investment Advisers · CRD # 311575 · KY · Approved
- RPS MANAGEMENT LLCExempt Reporting Advisers · CRD # 306091 · CA · ERA - Active
- RPS RETIREMENT PLAN ADVISORSRegistered Investment Advisers · CRD # 319220 · TX · Approved
- RPWM PARTNERS, LLCRegistered Investment Advisers · CRD # 343846 · NH · 120-Day Approval