Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ROOTED FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 335302 · OR · Approved
- ROOTED WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 313759 · IL · Approved
- ROPPEL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 310237 · IL · Approved
- ROSCI LAMB, LLCRegistered Investment Advisers · CRD # 337278 · NY · Approved
- ROSCOMMON ANALYTICS LLCRegistered Investment Advisers · CRD # 332346 · NY · Approved
- ROSE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 173054 · FL · Approved
- ROSE GROVE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156572 · MA · Approved
- ROSE PARK ADVISORS, LLCRegistered Investment Advisers · CRD # 162017 · MA · Approved
- ROSE SMART GROWTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 161271 · NY · Approved
- ROSECAP INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 152054 · CO · Approved
- ROSECLIFF CAPITAL ADVISORY LLCRegistered Investment Advisers · CRD # 305951 · NY · Approved
- ROSECLIFF VENTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300188 · NY · Approved
- ROSEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291065 · CO · Approved
- ROSEMAWR MANAGEMENT LLCRegistered Investment Advisers · CRD # 148984 · FL · Approved
- ROSEMONT EQUITY INVESTMENT FUND GP LLCExempt Reporting Advisers · CRD # 327298 · NY · ERA - Active
- ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331736 · Approved
- ROSENBAUM, LANNY, KEVINRegistered Investment Advisers · CRD # 144985 · NY · Approved
- ROSENBLUM SILVERMAN SUTTON SF INCRegistered Investment Advisers · CRD # 105774 · CA · Approved
- ROSENTHAL | HENRY CAPITAL ADVISORS, INC.Exempt Reporting Advisers · CRD # 158537 · IN · ERA - Active
- ROSENWALD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 290118 · CA · Approved
- ROSEROCK CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 305355 · TX · ERA - Active
- ROSEROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288088 · TX · Approved
- ROSETTA CAPITAL LIMITEDExempt Reporting Advisers · CRD # 168176 · ERA - Active
- ROSS CREEK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 163820 · CA · ERA - Active
- ROSS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 304359 · OH · Approved
- ROSSBY FINANCIAL, LLCRegistered Investment Advisers · CRD # 324631 · FL · Approved
- ROSSER CAPITAL PARTNERS MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 172645 · CT · ERA - Active
- ROSSJOHNSON & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 297583 · MN · Approved
- ROSSMORE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 288453 · CT · Approved
- ROSTEN CAPITAL INVESTMENTS LLCExempt Reporting Advisers · CRD # 339888 · NV · ERA - Active
- ROTH FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 309814 · TX · Approved
- ROTHENBERG VENTURES LLCExempt Reporting Advisers · CRD # 169646 · ERA - Active
- ROTHGUARD LLCExempt Reporting Advisers · CRD # 343918 · FL · ERA - Active
- ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITEDRegistered Investment Advisers · CRD # 325601 · Approved
- ROTHSCHILD & CO INVESTMENT MANAGERS (FKA PO PARTICIPATIONS)Exempt Reporting Advisers · CRD # 175510 · ERA - Active
- ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 158022 · Approved
- ROTHSCHILD CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 161688 · NY · Approved
- ROTHSCHILD FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 342696 · IL · Approved
- ROTHSCHILD INVESTMENT LLCRegistered Investment Advisers · CRD # 728 · IL · Approved
- ROTHSCHILD WEALTH LLCRegistered Investment Advisers · CRD # 162442 · IL · Approved
- ROTHWELL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 337504 · MA · Approved
- ROTR MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 291187 · DC · ERA - Active
- ROTTER, LAURA INGBERRegistered Investment Advisers · CRD # 283860 · Approved
- ROTUNDA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 290282 · MD · Approved
- ROUBAIX CAPITAL, LLCRegistered Investment Advisers · CRD # 269879 · CO · Approved
- ROUND HILL ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107069 · CA · Approved
- ROUND HILL CAPITAL MARKETS LTDExempt Reporting Advisers · CRD # 306688 · ERA - Active
- ROUND HILL MUSIC LPRegistered Investment Advisers · CRD # 167234 · TN · Approved
- ROUND ROCK ADVISORS LLCRegistered Investment Advisers · CRD # 286007 · CT · Approved
- ROUND TABLE ADVISORS, LLCRegistered Investment Advisers · CRD # 343859 · TN · 120-Day Approval