Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ROCKWOOD CAPITAL, LLCRegistered Investment Advisers · CRD # 156663 · NY · Approved
- ROCKWOOD EQUITY PARTNERS LLCRegistered Investment Advisers · CRD # 163846 · CO · Approved
- ROCKWOOD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137481 · PA · Approved
- ROCKY HILL ADVISORS INC.Registered Investment Advisers · CRD # 123242 · MA · Approved
- ROD CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283497 · ERA - Active
- RODGERS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 121700 · PA · Approved
- RODGERS BROTHERS, INC.Registered Investment Advisers · CRD # 16197 · PA · Approved
- ROE INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335038 · FL · ERA - Active
- ROEHL & YI INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109258 · OR · Approved
- ROFFMAN MILLLER ASSOCIATES INCRegistered Investment Advisers · CRD # 106019 · PA · Approved
- ROFI LLCRegistered Investment Advisers · CRD # 340471 · MI · Approved
- ROG IX, LLCRegistered Investment Advisers · CRD # 304142 · TX · Approved
- ROG VI L.L.C.Registered Investment Advisers · CRD # 285639 · TX · Approved
- ROGAN & ASSOCIATES, INC.Registered Investment Advisers · CRD # 42762 · FL · Approved
- ROGER WITTLIN INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 292577 · Approved
- ROGERS INVESTMENT ADVISORS K.K.Exempt Reporting Advisers · CRD # 162896 · ERA - Active
- ROGERS WEALTH GROUP, INC.Registered Investment Advisers · CRD # 107409 · TX · Approved
- ROGERS, MICHAEL LANCERegistered Investment Advisers · CRD # 286377 · Approved
- ROGUE FUNDS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343760 · NC · ERA - Active
- ROGUE INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333265 · ERA - Active
- ROHA GROUP INC.Exempt Reporting Advisers · CRD # 305119 · NY · ERA - Active
- ROHATI PRIVATE MANAGEMENT LLCExempt Reporting Advisers · CRD # 335605 · ERA - Active
- ROI FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 160100 · OR · Approved
- ROI FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 341025 · TN · 120-Day Approval
- ROKOS CAPITAL MANAGEMENT (US) LPRegistered Investment Advisers · CRD # 306046 · NY · Approved
- ROKOS CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 281215 · Approved
- ROLAND CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 318563 · ERA - Active
- ROLEK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 285351 · PA · Approved
- ROLLINS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167572 · TX · ERA - Active
- ROLLINS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 312921 · GA · Approved
- ROMAN BUTLER FULLERTON & CORegistered Investment Advisers · CRD # 104771 · MO · Approved
- ROMANO BROTHERS AND COMPANYRegistered Investment Advisers · CRD # 3215 · IL · Approved
- ROMARK CREDIT ADVISORS LPRegistered Investment Advisers · CRD # 298909 · NY · Approved
- ROMSPEN INVESTMENT LPExempt Reporting Advisers · CRD # 306131 · ERA - Active
- ROMULUS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 168442 · MA · ERA - Active
- RON CARAZO AND ASSOCIATES, L.L.C.Registered Investment Advisers · CRD # 342791 · LA · 120-Day Approval
- RONDINE CAPITAL LLPExempt Reporting Advisers · CRD # 290566 · ERA - Active
- RONIN EQUITY PARTNERS LLCRegistered Investment Advisers · CRD # 310679 · NY · Approved
- RONIT CAPITAL LLPExempt Reporting Advisers · CRD # 168055 · ERA - Active
- ROO CAPITAL MANAGEMENT I, LLCExempt Reporting Advisers · CRD # 329892 · FL · ERA - Active
- ROOF EIDAM MAYCOCK PERALTA LLCRegistered Investment Advisers · CRD # 106696 · CA · Approved
- ROOKWOOD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143983 · Approved
- ROOM40 CAPITAL LLCRegistered Investment Advisers · CRD # 322436 · NY · Approved
- ROONEY CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 141874 · Approved
- ROOSEVELT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283217 · TX · Approved
- ROOSEVELT MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 161605 · NY · Approved
- ROOSTER EQUITY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340212 · TX · ERA - Active
- ROOT CAPITAL - GESTÃO DE RECURSOS LTDA.Registered Investment Advisers · CRD # 323503 · Approved
- ROOT FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 290289 · TX · Approved
- ROOT VENTURES MANAGER, LLCExempt Reporting Advisers · CRD # 175079 · CA · ERA - Active