Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- RIZVI TRAVERSE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160733 · FL · Approved
- RJ PATTERSON CAPITAL INVESTMENT GROUP INC.Registered Investment Advisers · CRD # 281752 · CA · Approved
- RJ20, INC.Registered Investment Advisers · CRD # 149575 · Approved
- RJA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 153428 · CT · Approved
- RJJ PASADENA SECURITIES, INC.Registered Investment Advisers · CRD # 8425 · NV · Approved
- RJP INVESTMENT ADVISORS, LLPRegistered Investment Advisers · CRD # 111536 · IN · Approved
- RK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 121886 · Approved
- RK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 314175 · FL · Approved
- RKL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 122693 · PA · Approved
- RLB FINANCIAL LLCRegistered Investment Advisers · CRD # 151778 · MO · Approved
- RLH CAPITAL, LLCRegistered Investment Advisers · CRD # 321913 · Approved
- RLJ EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 162006 · MD · Approved
- RM 26, INC.Registered Investment Advisers · CRD # 343752 · 120-Day Approval
- RM ADVISER, LLCRegistered Investment Advisers · CRD # 283877 · FL · Approved
- RM FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 304297 · ME · Approved
- RM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 322828 · MI · Approved
- RM MANAGER, LLCExempt Reporting Advisers · CRD # 186512 · FL · ERA - Active
- RM PRIVATE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 300082 · FL · Approved
- RMDR ADVISORS, INC.Registered Investment Advisers · CRD # 118473 · Approved
- RMG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310363 · WI · Approved
- RMR CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 285334 · CA · Approved
- RMR WEALTH BUILDERS, INC.Registered Investment Advisers · CRD # 169005 · NJ · Approved
- RMR WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 152266 · NY · Approved
- RMW ADVISORS, LLCRegistered Investment Advisers · CRD # 159293 · TX · Approved
- RMWCRegistered Investment Advisers · CRD # 147359 · NY · Approved
- RNC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108618 · CA · Approved
- RNC RIA LLCRegistered Investment Advisers · CRD # 336740 · MA · Approved
- ROACH CAPITAL, LLCExempt Reporting Advisers · CRD # 316065 · ERA - Active
- ROAD CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 317609 · Approved
- ROAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 293119 · TN · Approved
- ROAN HFH, LPExempt Reporting Advisers · CRD # 336443 · NC · ERA - Active
- ROARING BLUE LION CAPITAL MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 137355 · TX · ERA - Active
- ROARING BROOK HOLDINGS LLCExempt Reporting Advisers · CRD # 333337 · NY · ERA - Active
- ROARK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160368 · GA · Approved
- ROBASCIOTTI & ASSOCIATES , INC.Registered Investment Advisers · CRD # 151411 · Approved
- ROBBINS FARLEY LLCRegistered Investment Advisers · CRD # 286581 · NH · Approved
- ROBBINS FINANCIAL ADVISORY SERVICE INCRegistered Investment Advisers · CRD # 106088 · PA · Approved
- ROBECO INSTITUTIONAL ASSET MANAGEMENT US INCRegistered Investment Advisers · CRD # 107367 · NY · Approved
- ROBERT HARRELL INCORPORATEDRegistered Investment Advisers · CRD # 106191 · TX · Approved
- ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATESRegistered Investment Advisers · CRD # 109766 · CA · Approved
- ROBERT PRISKE, LLCRegistered Investment Advisers · CRD # 108072 · HI · Approved
- ROBERT W. BAIRD & CO. INCORPORATEDRegistered Investment Advisers · CRD # 8158 · WI · Approved
- ROBERTS CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 226548 · CO · ERA - Active
- ROBERTS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 308827 · CA · Approved
- ROBERTS, GLORE & CO.Registered Investment Advisers · CRD # 109792 · IL · Approved
- ROBERTSON INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 115425 · TX · Approved
- ROBERTSON OPPORTUNITY CAPITAL, LLCRegistered Investment Advisers · CRD # 118484 · TX · Approved
- ROBERTSON STEPHENS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289977 · CA · Approved
- ROBIN MARKETS INCExempt Reporting Advisers · CRD # 338821 · CO · ERA - Active
- ROBINHOOD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323736 · CA · Approved