Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- RI CAPITAL ADVISORS LTD.Exempt Reporting Advisers · CRD # 289471 · ERA - Active
- RIA ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 152566 · IA · Approved
- RIA GLOBAL RESEARCH, LLCRegistered Investment Advisers · CRD # 332608 · TX · Approved
- RIA GROUP, LLCRegistered Investment Advisers · CRD # 343724 · IA · 120-Day Approval
- RIA SERVICES, LLCRegistered Investment Advisers · CRD # 281520 · WI · Approved
- RIA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 312072 · TX · Approved
- RIALTO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159998 · FL · Approved
- RIALTO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319411 · NY · Approved
- RIATA CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 289948 · TX · Approved
- RIBBIT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 165308 · CA · Approved
- RICE FINANCIAL CONSULTING, INC.Registered Investment Advisers · CRD # 170346 · CA · Approved
- RICE HALL JAMES & ASSOCIATES LLCRegistered Investment Advisers · CRD # 125410 · CA · Approved
- RICE PARK CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 304990 · MN · Approved
- RICEBERG VENTURES, LLCExempt Reporting Advisers · CRD # 329804 · ERA - Active
- RICHARD BERNSTEIN ADVISORS LLCRegistered Investment Advisers · CRD # 153577 · NY · Approved
- RICHARD G. SLATERRegistered Investment Advisers · CRD # 112239 · Approved
- RICHARD P. SLAUGHTER ASSOCIATES, INC.Registered Investment Advisers · CRD # 109080 · TX · Approved
- RICHARD W. PAUL & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 156812 · MI · Approved
- RICHARD YOUNG ASSOCIATES, LTD.Registered Investment Advisers · CRD # 126124 · GA · Approved
- RICHARDS, MERRILL & PETERSON, INC.Registered Investment Advisers · CRD # 713 · WA · Approved
- RICHARDSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130985 · WI · Approved
- RICHARDSON FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 130715 · MA · Approved
- RICHARDSON WEALTH (USA) LIMITEDRegistered Investment Advisers · CRD # 166090 · Approved
- RICHBROOK ADVISORS, LPRegistered Investment Advisers · CRD # 316848 · NY · Approved
- RICHEY ADVISORS, INC.Registered Investment Advisers · CRD # 277137 · CA · Approved
- RICHLINE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 337765 · Approved
- RICHMOND BROTHERS, INC.Registered Investment Advisers · CRD # 158916 · MI · Approved
- RICHMOND CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 327060 · FL · Approved
- RICHMOND CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 104636 · VA · Approved
- RICHMOND GLOBAL VENTURES LLCExempt Reporting Advisers · CRD # 174282 · NV · ERA - Active
- RICHMOND HILL INVESTMENT CO., LPExempt Reporting Advisers · CRD # 341072 · TX · ERA - Active
- RICHMOND INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 327451 · WI · Approved
- RICHMOND QUANTITATIVE ADVISORS, LLCRegistered Investment Advisers · CRD # 288625 · Approved
- RICHWOOD INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 153550 · OH · Approved
- RICKETTS FINANCIAL, LLCRegistered Investment Advisers · CRD # 309381 · KY · Approved
- RIDGE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127200 · GA · Approved
- RIDGE CREEK GLOBAL, INC.Registered Investment Advisers · CRD # 106992 · Approved
- RIDGE ROAD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343684 · LA · 120-Day Approval
- RIDGECREST WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 311984 · CA · Approved
- RIDGEGATE ADVISORS, LLCRegistered Investment Advisers · CRD # 334233 · CO · Approved
- RIDGELINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330668 · TN · Approved
- RIDGELINE PRODUCTIONS LLCRegistered Investment Advisers · CRD # 315118 · NY · Approved
- RIDGELINE RESEARCH LLCRegistered Investment Advisers · CRD # 300807 · Approved
- RIDGELINE WEALTH ADVISORS, LLC.Registered Investment Advisers · CRD # 284843 · NC · Approved
- RIDGELINE WEALTH LLCRegistered Investment Advisers · CRD # 318258 · AZ · Approved
- RIDGELINE WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 307702 · OH · Approved
- RIDGEMONT PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157421 · NC · Approved
- RIDGEPATH CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 283343 · TN · Approved
- RIDGEPEAK INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 316695 · TX · ERA - Active
- RIDGEPOST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 314664 · TX · Approved