Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PCP MANAGEMENT (DEVELOPING COUNTRIES), LLCExempt Reporting Advisers · CRD # 281374 · ERA - Active
- PCP MANAGEMENT (EM SMALL CAP), LLCExempt Reporting Advisers · CRD # 281375 · ERA - Active
- PCP MANAGERS, L.P.Registered Investment Advisers · CRD # 157398 · CA · Approved
- PCT CAPITAL LLCExempt Reporting Advisers · CRD # 340701 · ERA - Active
- PDS PLANNING INCRegistered Investment Advisers · CRD # 106895 · OH · Approved
- PDT PARTNERS, LLCRegistered Investment Advisers · CRD # 163776 · NY · Approved
- PEACE OF MIND FINANCIAL, INCRegistered Investment Advisers · CRD # 289067 · CO · Approved
- PEACHCAP TAX & ADVISORY, LLCRegistered Investment Advisers · CRD # 158729 · GA · Approved
- PEACHTREE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 142839 · Approved
- PEACHTREE WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 139779 · GA · Approved
- PEAK ALTITUDE PARTNERS, LPRegistered Investment Advisers · CRD # 338110 · NY · Approved
- PEAK AMERICAN INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 145056 · TX · Approved
- PEAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106944 · CO · Approved
- PEAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141488 · CO · Approved
- PEAK FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 115207 · CO · Approved
- PEAK FINANCIAL CONSULTING, INC.Registered Investment Advisers · CRD # 291860 · MN · Approved
- PEAK FINANCIAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110559 · MA · Approved
- PEAK FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 281223 · CO · Approved
- PEAK FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 317288 · CA · Approved
- PEAK INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 113967 · CO · Approved
- PEAK NINE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 343681 · FL · 120-Day Approval
- PEAK PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 289891 · CO · Approved
- PEAK RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 317592 · OH · Approved
- PEAK ROCK CAPITAL LLCRegistered Investment Advisers · CRD # 165138 · TX · Approved
- PEAK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332411 · NY · Approved
- PEAK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281036 · NH · Approved
- PEAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166944 · MI · Approved
- PEAK WEALTH SOLUTIONS, INC.Registered Investment Advisers · CRD # 127391 · OH · Approved
- PEAK XV PARTNERS I LLCExempt Reporting Advisers · CRD # 163626 · ERA - Active
- PEAK XV PARTNERS OPERATIONS LLCRegistered Investment Advisers · CRD # 305299 · Approved
- PEAKEQUITY PARTNERS MANAGEMENT CO., L.L.C.Registered Investment Advisers · CRD # 281131 · PA · Approved
- PEAKLINE PARTNERS, LLCRegistered Investment Advisers · CRD # 306449 · IL · Approved
- PEAKSHARES LLCRegistered Investment Advisers · CRD # 329193 · FL · Approved
- PEAKSIDE CAPITAL ADVISORS AGExempt Reporting Advisers · CRD # 161931 · ERA - Active
- PEAKSPAN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 281148 · NY · ERA - Active
- PEAKVALLEY WEALTH, LLCRegistered Investment Advisers · CRD # 165542 · VA · Approved
- PEAKVIEW MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305663 · CA · Approved
- PEAPOD LANE CAPITAL LLCRegistered Investment Advisers · CRD # 159963 · NY · Approved
- PEAR TREE ADVISORS, INC.Registered Investment Advisers · CRD # 104576 · MA · Approved
- PEAR TREE PARTNERS, LPExempt Reporting Advisers · CRD # 152581 · MA · ERA - Active
- PEAR VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170211 · CA · ERA - Active
- PEARL DIVER AQUANAUT GP LTD.Exempt Reporting Advisers · CRD # 341756 · ERA - Active
- PEARL DIVER CAPITAL LLPRegistered Investment Advisers · CRD # 283834 · Approved
- PEARL DIVER CLO OPPORTUNITY 2014 GP LTD.Exempt Reporting Advisers · CRD # 301388 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2017 GP LTD.Exempt Reporting Advisers · CRD # 301390 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITEDExempt Reporting Advisers · CRD # 288552 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2018 GP LTD.Exempt Reporting Advisers · CRD # 301391 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD.Exempt Reporting Advisers · CRD # 301392 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2019 GP LTD.Exempt Reporting Advisers · CRD # 301393 · ERA - Active
- PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITEDExempt Reporting Advisers · CRD # 319563 · ERA - Active