Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PALISADES HUDSON ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 109134 · FL · Approved
- PALISADES INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 128173 · CA · Approved
- PALISADES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283376 · NY · ERA - Active
- PALISTAR CAPITAL LPRegistered Investment Advisers · CRD # 300897 · NY · Approved
- PALLADIEM LLCRegistered Investment Advisers · CRD # 158989 · PA · Approved
- PALLADIN CONSUMER PARTNERS, LLCRegistered Investment Advisers · CRD # 164689 · MA · Approved
- PALLADIUM EQUITY PARTNERS ADVISOR, LLCRegistered Investment Advisers · CRD # 159061 · NY · Approved
- PALLADIUM HERITAGE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321623 · NY · Approved
- PALLAS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 310327 · MA · Approved
- PALLER FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 161531 · CO · Approved
- PALLISER CAPITAL (UK) LTDExempt Reporting Advisers · CRD # 315071 · ERA - Active
- PALLISER CAPITAL (US) LLCExempt Reporting Advisers · CRD # 336396 · DE · ERA - Active
- PALM BEACH CAPITAL MANAGEMENT III, LLCRegistered Investment Advisers · CRD # 159611 · FL · Approved
- PALM DRIVE CAPITAL LLCRegistered Investment Advisers · CRD # 284014 · NY · Approved
- PALM MANAGEMENT (US) LLCExempt Reporting Advisers · CRD # 317192 · CT · ERA - Active
- PALM PEAK CAPITAL, LLCRegistered Investment Advisers · CRD # 334986 · FL · Approved
- PALM SPRINGS ADVISORY LLCRegistered Investment Advisers · CRD # 289398 · Approved
- PALM TREE CREW MANAGEMENT, LLCExempt Reporting Advisers · CRD # 321185 · FL · ERA - Active
- PALM VALLEY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 299896 · FL · Approved
- PALMER SQUARE BDC ADVISOR LLCRegistered Investment Advisers · CRD # 306742 · KS · Approved
- PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 155697 · KS · Approved
- PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 310321 · KS · Approved
- PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLCRegistered Investment Advisers · CRD # 324817 · KS · Approved
- PALMERSTON CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 284492 · ERA - Active
- PALO ALTO INVESTORS LPRegistered Investment Advisers · CRD # 109171 · CA · Approved
- PALO DURO INVESTMENT PARTNERS, LPRegistered Investment Advisers · CRD # 324320 · IL · Approved
- PALOGIC VALUE MANAGEMENT, L.P.Registered Investment Advisers · CRD # 155133 · TX · Approved
- PALOMA PARTNERS MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 138460 · CT · Approved
- PALOMAR ADVISORS INC.Registered Investment Advisers · CRD # 285358 · Approved
- PALOS MANAGEMENT INC.Registered Investment Advisers · CRD # 304309 · Approved
- PALUMBO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 306548 · NY · Approved
- PALUS ADVISORY LLCRegistered Investment Advisers · CRD # 343036 · NY · 120-Day Approval
- PAMALICAN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 331819 · Approved
- PAMALICAN ASSET MANAGEMENT US LLCExempt Reporting Advisers · CRD # 335597 · NY · ERA - Active
- PAMLICO CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157532 · NC · Approved
- PAMPA CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 163477 · ERA - Active
- PAMPLONA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160860 · NY · Approved
- PAMPLONA CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 292698 · ERA - Active
- PAMPLONA PE INVESTMENTS MALTA LIMITEDExempt Reporting Advisers · CRD # 274029 · ERA - Active
- PAN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 336371 · TX · Approved
- PAN GLOBAL ADVISERS, LLCRegistered Investment Advisers · CRD # 301863 · CA · Approved
- PAN MIDSTREAM MANAGEMENT LLCExempt Reporting Advisers · CRD # 326732 · TX · ERA - Active
- PAN RESOURCES MANAGEMENT LLCExempt Reporting Advisers · CRD # 322446 · TX · ERA - Active
- PANACEA OPPORTUNITY FUND I GP COMPANY, LTD.Exempt Reporting Advisers · CRD # 319265 · ERA - Active
- PANACEA VENTURE ADVISORS (HK) LIMITEDExempt Reporting Advisers · CRD # 308297 · ERA - Active
- PANACEA VENTURE HEALTHCARE FUND GP I, L.P.Exempt Reporting Advisers · CRD # 308298 · ERA - Active
- PANACEA VENTURE HEALTHCARE FUND II GP COMPANY, LTD.Exempt Reporting Advisers · CRD # 319266 · ERA - Active
- PANACEA VENTURE MANAGEMENT COMPANY LTD.Exempt Reporting Advisers · CRD # 301575 · ERA - Active
- PANAGORA ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105201 · MA · Approved
- PANDECT BIOVENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 300039 · CA · ERA - Active