Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PROSHARE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 342578 · MD · Approved
- PROSIGHT MANAGEMENT, LPRegistered Investment Advisers · CRD # 148791 · TX · Approved
- PROSPECT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119531 · CA · Approved
- PROSPECT CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 131018 · FL · Approved
- PROSPECT CREDIT REIT ADVISOR, LLCRegistered Investment Advisers · CRD # 331345 · FL · Approved
- PROSPECT ENHANCED YIELD MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335748 · FL · Approved
- PROSPECT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 133953 · Approved
- PROSPECT FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 314154 · NY · Approved
- PROSPECT HILL GROWTH PARTNERS, L.P.Registered Investment Advisers · CRD # 171462 · MA · Approved
- PROSPECT HILL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134080 · Approved
- PROSPECT PARTNERS ADVISORS LLCRegistered Investment Advisers · CRD # 317720 · IL · Approved
- PROSPECT RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 299594 · NY · Approved
- PROSPECT STREET HOLDINGS, LLCExempt Reporting Advisers · CRD # 332072 · NY · ERA - Active
- PROSPER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 333708 · AZ · Approved
- PROSPER WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 311144 · UT · Approved
- PROSPERA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330390 · Approved
- PROSPERA FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 10740 · TX · Approved
- PROSPERA FUNDS, INC.Registered Investment Advisers · CRD # 331765 · SC · Approved
- PROSPERITAS FINANCIAL, LLCRegistered Investment Advisers · CRD # 315768 · CA · Approved
- PROSPERITY ADVISERS, LLCRegistered Investment Advisers · CRD # 282998 · PA · Approved
- PROSPERITY ADVISORS LLCExempt Reporting Advisers · CRD # 331280 · NY · ERA - Active
- PROSPERITY ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 310720 · NY · Approved
- PROSPERITY CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 160624 · ERA - Active
- PROSPERITY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 339321 · CA · Approved
- PROSPERITY PLANNING, INC.Registered Investment Advisers · CRD # 298268 · MO · Approved
- PROSPERITY ROAD, LLCRegistered Investment Advisers · CRD # 281894 · CA · Approved
- PROSPERITY WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 315163 · CA · Approved
- PROSPERO WEALTH, LLCRegistered Investment Advisers · CRD # 289966 · Approved
- PROSPETTIVA FINANCIAL LLCRegistered Investment Advisers · CRD # 148760 · CA · Approved
- PROSSER CREEK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 318883 · CA · Approved
- PROSSIMO ADVISORS LLCRegistered Investment Advisers · CRD # 289347 · CA · Approved
- PROSTAR CAPITAL (US) LLCRegistered Investment Advisers · CRD # 166523 · CT · Approved
- PROSTATIS GROUP LLCRegistered Investment Advisers · CRD # 132662 · MD · Approved
- PROTA FINANCIAL, LLCRegistered Investment Advisers · CRD # 283776 · TX · Approved
- PROTAGONIST MANAGEMENT LLCExempt Reporting Advisers · CRD # 322383 · ERA - Active
- PROTEAN FUNDS SCANDINAVIA ABExempt Reporting Advisers · CRD # 328767 · ERA - Active
- PROTERRA INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 282051 · MN · Approved
- PROTEUS CAPITAL SOLUTIONS, LLCExempt Reporting Advisers · CRD # 309274 · MD · ERA - Active
- PROTEUS, LLCRegistered Investment Advisers · CRD # 164085 · IN · Approved
- PROTIUM CAPITAL LIMITEDRegistered Investment Advisers · CRD # 335585 · Approved
- PROTOCOL VC LLCRegistered Investment Advisers · CRD # 332272 · Approved
- PROTOCOL WEALTH, LLCRegistered Investment Advisers · CRD # 335298 · CO · Approved
- PROUD AMERICAN CAPITAL LLCExempt Reporting Advisers · CRD # 333949 · ERA - Active
- PROVENANCE MANAGEMENT CO., LPRegistered Investment Advisers · CRD # 307347 · CA · Approved
- PROVENANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 126529 · FL · Approved
- PROVENIO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 333009 · CA · Approved
- PROVENTUS AG VERMÖGENSVERWALTUNGRegistered Investment Advisers · CRD # 167142 · Approved
- PROVIDENCE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 174631 · NC · Approved
- PROVIDENCE EQUITY PARTNERS L.L.C.Registered Investment Advisers · CRD # 155678 · RI · Approved
- PROVIDENCE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 124839 · KS · Approved