Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PROFESSIONAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 173719 · NE · Approved
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 118117 · MT · Approved
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 154016 · WI · Approved
- PROFESSIONAL FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 114957 · VA · Approved
- PROFESSIONAL FINANCIAL STRATEGIES, INCRegistered Investment Advisers · CRD # 125580 · NY · Approved
- PROFESSIONAL PLANNING & WEALTH, LLCRegistered Investment Advisers · CRD # 342089 · SC · 120-Day Approval
- PROFESSIONAL TRADING SERVICES BROKERAGE, LLCRegistered Investment Advisers · CRD # 119307 · NJ · Approved
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 150266 · NC · Approved
- PROFFITT & GOODSON INC.Registered Investment Advisers · CRD # 105278 · TN · Approved
- PROFICIENT WEALTH COUNSELORS, LLCRegistered Investment Advisers · CRD # 152640 · MA · Approved
- PROFICIO CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 269931 · MA · Approved
- PROFITS PLUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118294 · ID · Approved
- PROFOCUS, INCORPORATEDRegistered Investment Advisers · CRD # 113954 · AZ · Approved
- PROFOUNDERS CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 209514 · ERA - Active
- PROFUND ADVISORS LLCRegistered Investment Advisers · CRD # 109585 · MD · Approved
- PROFUSION FINANCIAL, INC.Registered Investment Advisers · CRD # 167003 · MO · Approved
- PROGRESS ASIA CAPITAL& ADVISORS PTE LTDExempt Reporting Advisers · CRD # 337792 · ERA - Active
- PROGRESSION MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340023 · CA · ERA - Active
- PROGRESSION PARTNERS LLCExempt Reporting Advisers · CRD # 338449 · CA · ERA - Active
- PROGRESSIVE INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 107777 · OR · Approved
- PROIOXIS VENTURES FUND LLCExempt Reporting Advisers · CRD # 328218 · ERA - Active
- PROJECT A VENTURES MANAGEMENT GMBHExempt Reporting Advisers · CRD # 319556 · ERA - Active
- PROJECT LEVEL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 335704 · IL · Approved
- PROLOG VENTURES HL II, LLCExempt Reporting Advisers · CRD # 170338 · MO · ERA - Active
- PROMANAGE, LLCRegistered Investment Advisers · CRD # 133357 · IL · Approved
- PROMERITUM INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 284730 · ERA - Active
- PROMETHEAN INVESTMENTS LLPRegistered Investment Advisers · CRD # 301383 · Approved
- PROMETHEUS CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 121982 · PA · Approved
- PROMETHEUS WEALTH MANAGEMENT SAMRegistered Investment Advisers · CRD # 332503 · Approved
- PROMETHIUM ADVISORS, LLCRegistered Investment Advisers · CRD # 329565 · MD · Approved
- PROMETHOS CAPITAL, LLCRegistered Investment Advisers · CRD # 300915 · MA · Approved
- PROMONTORY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 153666 · UT · Approved
- PROMUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157484 · TX · Approved
- PROMUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165478 · IL · Approved
- PRONVEST, LLC DBA FUTURE CAPITALRegistered Investment Advisers · CRD # 119081 · TN · Approved
- PROOF GROUP CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 312615 · ERA - Active
- PROOF MANAGEMENT, LLCExempt Reporting Advisers · CRD # 285482 · VA · ERA - Active
- PROOFPOINT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 340658 · ERA - Active
- PROPEL BIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322858 · CA · Approved
- PROPEL EQUITY LLCExempt Reporting Advisers · CRD # 331311 · ERA - Active
- PROPEL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172402 · MD · ERA - Active
- PROPEL VENTURE PARTNERS MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 283261 · CA · Approved
- PROPERTY INVESTMENT ADVISORS, INC.Exempt Reporting Advisers · CRD # 157216 · VA · ERA - Active
- PROPHET CAPITAL ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 150683 · TX · Approved
- PROPHET EQUITY MANAGEMENT II LLCRegistered Investment Advisers · CRD # 170614 · TX · Approved
- PROPHET EQUITY MANAGEMENT LLCRegistered Investment Advisers · CRD # 163214 · TX · Approved
- PROPRIETARY CAPITAL, LLCRegistered Investment Advisers · CRD # 125139 · CO · Approved
- PROPRIUM CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 165441 · CT · Approved
- PROPUS CAPITAL LLCExempt Reporting Advisers · CRD # 163535 · ERA - Active
- PROSHARE ADVISORS LLCRegistered Investment Advisers · CRD # 134155 · MD · Approved