Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- POINTGUARD MANAGEMENT, LLCExempt Reporting Advisers · CRD # 171040 · CA · ERA - Active
- POINTOAK RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 314866 · VA · Approved
- POINTONE FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 338563 · CA · Approved
- POINTSTATE CAPITAL LPRegistered Investment Advisers · CRD # 161110 · NY · Approved
- POKET FINANCIAL, LLCRegistered Investment Advisers · CRD # 221523 · Approved
- POLAR ASSET MANAGEMENT PARTNERS INC.Registered Investment Advisers · CRD # 162681 · Approved
- POLAR CAPITAL (AMERICA) CORPORATIONRegistered Investment Advisers · CRD # 155389 · FL · Approved
- POLAR CAPITAL LLPRegistered Investment Advisers · CRD # 136133 · Approved
- POLARIS ALPHAExempt Reporting Advisers · CRD # 343571 · ERA - Active
- POLARIS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106278 · MA · Approved
- POLARIS CG SINGAPORE PTE. LTD.Exempt Reporting Advisers · CRD # 169394 · ERA - Active
- POLARIS FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 299258 · OH · Approved
- POLARIS FINANCIAL PLANNING, LLC.Registered Investment Advisers · CRD # 123035 · Approved
- POLARIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 281952 · Approved
- POLARIS GROWTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297431 · MA · Approved
- POLARIS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 324093 · MA · Approved
- POLARIS7 INVESTMENTS LLCExempt Reporting Advisers · CRD # 298652 · IL · ERA - Active
- POLEN CAPITAL CLO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330470 · MA · Approved
- POLEN CAPITAL CREDIT, LLCRegistered Investment Advisers · CRD # 108468 · MA · Approved
- POLEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106093 · FL · Approved
- POLEN INTERNATIONAL EQUITY LLCRegistered Investment Advisers · CRD # 340625 · FL · Approved
- POLERO ICE ADVISERSRegistered Investment Advisers · CRD # 148790 · Approved
- POLITAN CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 316047 · Approved
- POLLEN STREET CAPITAL LIMITEDExempt Reporting Advisers · CRD # 171814 · ERA - Active
- POLLOCK INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 137393 · Approved
- POLLOCK PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 105409 · Approved
- POLOIDAL CAPITAL 9D ADVISORS LLCRegistered Investment Advisers · CRD # 343053 · FL · 120-Day Approval
- POLPO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 323907 · Approved
- POLUNIN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 159031 · Approved
- POLUS CAPITAL MANAGEMENT (US) INC.Registered Investment Advisers · CRD # 323283 · NY · Approved
- POLUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139138 · Approved
- POLYCHAIN CAPITAL LPRegistered Investment Advisers · CRD # 285022 · CA · Approved
- POLYINVEST GROUP LLCExempt Reporting Advisers · CRD # 341261 · NY · ERA - Active
- POLYMER CAPITAL JAPAN LIMITEDExempt Reporting Advisers · CRD # 334917 · ERA - Active
- POLYMER CAPITAL MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 308190 · ERA - Active
- POLYMER CAPITAL MANAGEMENT (US), LLCRegistered Investment Advisers · CRD # 316277 · NY · Approved
- POLYMER CAPITAL SINGAPORE PTE LTDExempt Reporting Advisers · CRD # 334918 · ERA - Active
- POLYNOMIAL PARTNERS (SG) PTE. LTD.Exempt Reporting Advisers · CRD # 333299 · ERA - Active
- POLYTOPE RESEARCH LLCExempt Reporting Advisers · CRD # 333723 · FL · ERA - Active
- POM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 317067 · NC · Approved
- POM WEALTH MANAGEMENT US LLCRegistered Investment Advisers · CRD # 329385 · Approved
- POMONA MANAGEMENT LLCRegistered Investment Advisers · CRD # 148269 · NY · Approved
- POMONA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329171 · Approved
- POMP INVESTMENTS, LLCExempt Reporting Advisers · CRD # 311026 · ERA - Active
- POND IMAGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 309465 · ERA - Active
- PONDERA HOLDINGS LLCRegistered Investment Advisers · CRD # 315097 · IL · Approved
- PONTA WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 330058 · FL · Approved
- PONTE PARTNERS, LLCExempt Reporting Advisers · CRD # 301889 · CA · ERA - Active
- PONTEM INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 330449 · TX · Approved
- POOLIT FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322774 · FL · Approved