SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 901–950 of 1,489 matching (names starting with P)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- PLUG AND PLAY FUND MANAGEMENT I, LLCExempt Reporting Advisers · CRD # 321635 · CA · ERA - Active
- PLUIT CAPITAL SERVICES, LLCExempt Reporting Advisers · CRD # 342296 · NY · ERA - Active
- PLUM ALLEY MANAGEMENT LLCExempt Reporting Advisers · CRD # 299651 · NY · ERA - Active
- PLUM STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 283917 · Approved
- PLURAL CAPITAL, L.L.C.Exempt Reporting Advisers · CRD # 328314 · FL · ERA - Active
- PLURAL FRANCE SASExempt Reporting Advisers · CRD # 341433 · ERA - Active
- PLURAL UK MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 322049 · ERA - Active
- PLUS CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 167459 · CA · Approved
- PLUS GROUP WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 300714 · WI · Approved
- PLUSCIOS MANAGEMENT LLCRegistered Investment Advisers · CRD # 146761 · IL · Approved
- PLUSTICK MANAGEMENT LLCRegistered Investment Advisers · CRD # 173707 · VA · Approved
- PLYMOUTH MANAGEMENT COMPANYExempt Reporting Advisers · CRD # 163181 · MI · ERA - Active
- PM ADVISORS LTD.Exempt Reporting Advisers · CRD # 317476 · ERA - Active
- PM MGMT, LPExempt Reporting Advisers · CRD # 335729 · CA · ERA - Active
- PMC FIG OPPORTUNITIES LLCExempt Reporting Advisers · CRD # 312486 · ERA - Active
- PMC SPORTS, LLCExempt Reporting Advisers · CRD # 334169 · OH · ERA - Active
- PMC WEALTH, LLCRegistered Investment Advisers · CRD # 332215 · NY · 120-Day Approval
- PMG FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 312154 · TX · Approved
- PMG WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 285899 · IL · Approved
- PMV CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 308010 · TX · Approved
- PNC CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 151829 · MD · Approved
- PNC STEEL CITY ADVISORS, LLCRegistered Investment Advisers · CRD # 172658 · PA · Approved
- PNC TC, LLCRegistered Investment Advisers · CRD # 172753 · KY · Approved
- PNC WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 129052 · PA · Approved
- PNP SCALE MANAGEMENT LLCExempt Reporting Advisers · CRD # 301357 · CA · ERA - Active
- PNT ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 337547 · IL · ERA - Active
- PO&G ADVISORS, LLCExempt Reporting Advisers · CRD # 283324 · TX · ERA - Active
- PODELL FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 325383 · NJ · Approved
- POEHLING CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 131668 · WI · Approved
- POET ADVISORS LLCExempt Reporting Advisers · CRD # 161052 · NJ · ERA - Active
- POETIC GROUP LLCRegistered Investment Advisers · CRD # 293886 · NJ · Approved
- POINCIANA ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 137423 · FL · Approved
- POINT 41 CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 334365 · CT · Approved
- POINT ALLERTON LLCExempt Reporting Advisers · CRD # 126144 · MA · ERA - Active
- POINT B PLANNING, LLCRegistered Investment Advisers · CRD # 172961 · NY · Approved
- POINT BREAK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 164213 · FL · Approved
- POINT BRIDGE CAPITAL, LLCRegistered Investment Advisers · CRD # 168071 · TX · Approved
- POINT HOPE PTE LTDExempt Reporting Advisers · CRD # 313988 · ERA - Active
- POINT JUDITH MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162889 · RI · ERA - Active
- POINT NEMO CAPITAL, LLCRegistered Investment Advisers · CRD # 328695 · Approved
- POINT NINE MANAGEMENT GMBHExempt Reporting Advisers · CRD # 306640 · ERA - Active
- POINT NINE MANAGEMENT II GMBHExempt Reporting Advisers · CRD # 319531 · ERA - Active
- POINT OLEMA CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 304303 · CA · Approved
- POINT ONE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 339679 · 120-Day Approval
- POINT WINDWARD ADVISORS, INC.Registered Investment Advisers · CRD # 110457 · NY · Approved
- POINT72 ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 283077 · CT · Approved
- POINTE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 152520 · MI · Approved
- POINTER FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 326745 · MD · Approved
- POINTER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156810 · TN · Approved
- POINTER.CAPITAL, LLCExempt Reporting Advisers · CRD # 314085 · ERA - Active