Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PGIM CUSTOM HARVEST LLCRegistered Investment Advisers · CRD # 290235 · NJ · Approved
- PGIM DC SOLUTIONS LLCRegistered Investment Advisers · CRD # 318800 · NJ · Approved
- PGIM FUND MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 171548 · Approved
- PGIM INVESTMENTS LLCRegistered Investment Advisers · CRD # 105670 · NJ · Approved
- PGIM LIMITEDRegistered Investment Advisers · CRD # 160005 · Approved
- PGIM LUXEMBOURG S.A.Registered Investment Advisers · CRD # 281562 · Approved
- PGIM PRIVATE CAPITAL (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 305536 · ERA - Active
- PGIM PRIVATE PLACEMENT INVESTORS, L.P.Registered Investment Advisers · CRD # 106442 · NJ · Approved
- PGIM QUANTITATIVE SOLUTIONS LLCRegistered Investment Advisers · CRD # 129752 · NJ · Approved
- PGIM REAL ESTATE ADVISORS LLCRegistered Investment Advisers · CRD # 327165 · NJ · Approved
- PGIM, INC.Registered Investment Advisers · CRD # 105676 · NJ · Approved
- PGM INC.Registered Investment Advisers · CRD # 299309 · Approved
- PGP ADVISORS, LLCRegistered Investment Advisers · CRD # 172611 · ID · Approved
- PHARMAKON ADVISORS, LPRegistered Investment Advisers · CRD # 161150 · NY · Approved
- PHARO MANAGEMENT, INC.Registered Investment Advisers · CRD # 141216 · NY · Approved
- PHAROS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 158849 · TN · Approved
- PHARSALUS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335251 · NY · ERA - Active
- PHARVISION ADVISERS, LLCRegistered Investment Advisers · CRD # 311739 · FL · Approved
- PHASE 3 CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 294408 · FL · Approved
- PHASE III ADVISORY SERVICES, LTDRegistered Investment Advisers · CRD # 122959 · IL · Approved
- PHD BIOTECH HOLDINGS, LLCExempt Reporting Advisers · CRD # 338129 · CA · ERA - Active
- PHD CONSULTING LLCRegistered Investment Advisers · CRD # 304989 · KS · Approved
- PHENOMENAL VENTURES LLCExempt Reporting Advisers · CRD # 329336 · CA · ERA - Active
- PHESTOS CAPITAL, LLCExempt Reporting Advisers · CRD # 338948 · NV · ERA - Active
- PHIFUND MANAGERS, LLCExempt Reporting Advisers · CRD # 321049 · ERA - Active
- PHIL A. YOUNKER & ASSOCIATES, LTD.Registered Investment Advisers · CRD # 311775 · Approved
- PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLCRegistered Investment Advisers · CRD # 131413 · CA · Approved
- PHILADELPHIA INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 122733 · NJ · Approved
- PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294016 · PA · Approved
- PHILIP JAMES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297517 · GA · Approved
- PHILIP O. JOHNSON & COMPANY, LTD.Registered Investment Advisers · CRD # 104621 · AZ · Approved
- PHILIP VONGONTARD, CFA, LLCRegistered Investment Advisers · CRD # 127938 · MO · Approved
- PHILLIP B. WHITE CO., INC.Registered Investment Advisers · CRD # 300623 · CA · Approved
- PHILLIP JAMES CONSULTING CO.Registered Investment Advisers · CRD # 168228 · MN · Approved
- PHILLIPS AND COMPANY ADVISORS LLCRegistered Investment Advisers · CRD # 167214 · OR · Approved
- PHILLIPS CAPITAL, LLCRegistered Investment Advisers · CRD # 312403 · Approved
- PHILLIPS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131344 · IN · Approved
- PHILLIPS WEALTH PLANNERS LLCRegistered Investment Advisers · CRD # 319226 · MS · Approved
- PHILOS & PARTNERS AGExempt Reporting Advisers · CRD # 323552 · ERA - Active
- PHILOSMITH CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 162082 · CT · Approved
- PHILOSOPHY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 308425 · CA · Approved
- PHILOTIMO VENTURES, LLCExempt Reporting Advisers · CRD # 340944 · ERA - Active
- PHOBOS, LLCExempt Reporting Advisers · CRD # 292170 · NV · ERA - Active
- PHOCAS FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 135470 · CA · Approved
- PHOENICIAN CAPITAL LLCRegistered Investment Advisers · CRD # 286033 · NY · Approved
- PHOENICIAN RESOURCES FUND SPONSOR, LLCRegistered Investment Advisers · CRD # 304953 · NY · Approved
- PHOENIX ASSET MANAGEMENT PARTNERS LIMITEDRegistered Investment Advisers · CRD # 284936 · Approved
- PHOENIX CAPITAL REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 161129 · TX · Approved
- PHOENIX COURT FUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 325921 · ERA - Active
- PHOENIX EQUITY PARTNERS LIMITEDExempt Reporting Advisers · CRD # 162832 · ERA - Active