Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PEMBERWICK INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 149639 · CT · Approved
- PEMBROKE MANAGEMENT LTD.Registered Investment Advisers · CRD # 155405 · Approved
- PEMBROOK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161420 · NY · Approved
- PENBROOK MANAGEMENT LLCRegistered Investment Advisers · CRD # 127269 · NY · Approved
- PENCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281739 · CA · Approved
- PENDER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281448 · TX · Approved
- PENDLETON FINANCIAL, LLCRegistered Investment Advisers · CRD # 325303 · NC · Approved
- PENFUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 282893 · ERA - Active
- PENFUND PRIME MANAGEMENT LTDExempt Reporting Advisers · CRD # 333096 · ERA - Active
- PENINSULA ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 108600 · FL · Approved
- PENINSULA CAPITAL PARTNERS, L.L.C.Registered Investment Advisers · CRD # 157354 · MI · Approved
- PENN CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 105081 · PA · Approved
- PENN DAVIS MCFARLAND INCRegistered Investment Advisers · CRD # 110417 · TX · Approved
- PENN MUTUAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107518 · PA · Approved
- PENNANTPARK INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 143149 · FL · Approved
- PENNANTPARK PRIVATE INCOME FUND ADVISERS LLCRegistered Investment Advisers · CRD # 337750 · FL · Approved
- PENNEY FINANCIAL, LLCRegistered Investment Advisers · CRD # 282084 · TX · Approved
- PENNINGTON PARTNERS & CO., LLCRegistered Investment Advisers · CRD # 282688 · MD · Approved
- PENNSYLVANIA CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 107648 · PA · Approved
- PENNY JAR CAPITAL, LLCExempt Reporting Advisers · CRD # 317719 · ERA - Active
- PENNYBACKER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160056 · TX · Approved
- PENNYMAC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147101 · CA · Approved
- PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.Registered Investment Advisers · CRD # 105060 · MA · Approved
- PENOBSCOT WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 286211 · ME · Approved
- PENSERRA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 159042 · CA · Approved
- PENSERRA GLOBAL INVESTORS LLCRegistered Investment Advisers · CRD # 174309 · CA · Approved
- PENSERRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 333218 · CA · Approved
- PENSION & WEALTH MANAGEMENT ADVISORS, INC.Registered Investment Advisers · CRD # 309546 · MA · Approved
- PENSION CONSULTANTS INCRegistered Investment Advisers · CRD # 113914 · MO · Approved
- PENSION FUND EVALUATIONS, INC.Registered Investment Advisers · CRD # 10985 · NY · Approved
- PENSIONBEE INC.Registered Investment Advisers · CRD # 331741 · Approved
- PENSO ADVISORS, LLCRegistered Investment Advisers · CRD # 158297 · NY · Approved
- PENSTOCK EQUITY MANAGEMENT LLCExempt Reporting Advisers · CRD # 340947 · MI · ERA - Active
- PENTA CAPITAL LLPExempt Reporting Advisers · CRD # 161412 · ERA - Active
- PENTAGREEN CAPITAL FUND MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 333782 · ERA - Active
- PENTEGRA INVESTORS, INC.Registered Investment Advisers · CRD # 111503 · CT · Approved
- PENTO PORTFOLIO STRATEGIES, LLCRegistered Investment Advisers · CRD # 159217 · FL · Approved
- PENTSAO ADVISORS LLCExempt Reporting Advisers · CRD # 322298 · ERA - Active
- PENTWATER CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 156873 · FL · Approved
- PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130289 · CT · Approved
- PEO PARTNERS, LLCRegistered Investment Advisers · CRD # 311201 · NY · Approved
- PEOPLE MAKE THE DIFFERENCE, INC.Registered Investment Advisers · CRD # 159443 · AL · Approved
- PEP MANAGEMENT (JERSEY) LIMITEDExempt Reporting Advisers · CRD # 160771 · ERA - Active
- PEPIN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 307745 · NJ · ERA - Active
- PER STIRLING CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151671 · TX · Approved
- PERCENT ADVISORS, LLCRegistered Investment Advisers · CRD # 318890 · NY · Approved
- PERCENT FUND ADVISORS, LLCExempt Reporting Advisers · CRD # 342432 · NY · ERA - Active
- PERCEPTIVE ADVISORS LLC.Registered Investment Advisers · CRD # 154703 · NY · Approved
- PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 119436 · MN · Approved
- PERCEPTIVE VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 334414 · CA · ERA - Active