Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTDExempt Reporting Advisers · CRD # 313941 · ERA - Active
- PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD.Exempt Reporting Advisers · CRD # 336065 · ERA - Active
- PEARL DIVER FLOATING RATE INVESTMENT GRADE GP LTD.Exempt Reporting Advisers · CRD # 335813 · ERA - Active
- PEARL DIVER NAUTILUS MASTER GP LTD.Exempt Reporting Advisers · CRD # 330983 · ERA - Active
- PEARL ENERGY INVESTMENT MANAGEMENT III, LLCExempt Reporting Advisers · CRD # 323917 · TX · ERA - Active
- PEARL ENERGY INVESTMENT MANAGEMENT IV, LLCExempt Reporting Advisers · CRD # 335051 · TX · ERA - Active
- PEARL ENERGY INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 281120 · TX · ERA - Active
- PEARL LANE ADVISORS, LLCRegistered Investment Advisers · CRD # 172681 · NY · Approved
- PEARL PLANNING, LLCRegistered Investment Advisers · CRD # 336568 · MI · Approved
- PEARL WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 326283 · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 296811 · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 299508 · OR · Approved
- PEARLSTONE ALTERNATIVE (UK) LLPRegistered Investment Advisers · CRD # 324441 · Approved
- PEARS PARTNERSHIP CAPITAL LIMITEDExempt Reporting Advisers · CRD # 326759 · ERA - Active
- PEARSON AND ASSOCIATES, LLCRegistered Investment Advisers · CRD # 130143 · MA · Approved
- PEARSON CREEK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160354 · IL · Approved
- PEAVINE CAPITAL, LLCRegistered Investment Advisers · CRD # 159922 · Approved
- PEB CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 315241 · OH · Approved
- PEBBLE VALLEY HOLDINGS, INCRegistered Investment Advisers · CRD # 145664 · IL · Approved
- PEBBLEBED MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322201 · CA · ERA - Active
- PECAUT & CO.Registered Investment Advisers · CRD # 2997 · IA · Approved
- PECK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157407 · Approved
- PECONIC ASSET PLANNING, INC.Registered Investment Advisers · CRD # 310121 · NY · Approved
- PECONIC PARTNERS LLCRegistered Investment Advisers · CRD # 108857 · NY · Approved
- PECOS INVESTORS, L.P.Exempt Reporting Advisers · CRD # 337584 · TX · ERA - Active
- PEDDOCK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 148216 · MA · Approved
- PEERLESS WEALTH LLCRegistered Investment Advisers · CRD # 305807 · OH · Approved
- PEGASUS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 104766 · NJ · Approved
- PEGASUS CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 157094 · CT · Approved
- PEGASUS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 145127 · VA · Approved
- PEGASUS GROUP, LLCRegistered Investment Advisers · CRD # 113499 · NJ · Approved
- PEGASUS HOLDINGS GROUP, LLCExempt Reporting Advisers · CRD # 305415 · TN · ERA - Active
- PEGASUS TECH VENTURES, INC.Registered Investment Advisers · CRD # 164588 · CA · Approved
- PEIRCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142654 · TX · Approved
- PEIRCE PARK GROUP INC.Registered Investment Advisers · CRD # 118655 · PA · Approved
- PEKIN HARDY STRAUSS, INC.Registered Investment Advisers · CRD # 107310 · IL · Approved
- PELHAM CAPITAL LTDExempt Reporting Advisers · CRD # 173584 · ERA - Active
- PELHAM S2K MANAGERS, LLCExempt Reporting Advisers · CRD # 282948 · NY · ERA - Active
- PELICAN ADVISORY LLCRegistered Investment Advisers · CRD # 330658 · LA · Approved
- PELICAN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 338285 · Approved
- PELICAN INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 313227 · LA · Approved
- PELION, INCExempt Reporting Advisers · CRD # 162762 · UT · ERA - Active
- PELKONEN AND ASSOCIATES LLCRegistered Investment Advisers · CRD # 305933 · NY · Approved
- PELORUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342820 · CA · 120-Day Approval
- PELOTON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 109775 · IN · Approved
- PELOTON CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 323826 · ERA - Active
- PELOTON EQUITY LLCRegistered Investment Advisers · CRD # 301543 · CT · Approved
- PELTOMA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 325138 · Approved
- PEMBERTON ASSET MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 282865 · ERA - Active
- PEMBERTON CAPITAL ADVISORS LLPRegistered Investment Advisers · CRD # 282621 · Approved